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Insider Trading

Raymond J. Pirrello-Former Garden State Securities Broker-Named in SEC Insider Trading Complaint

Raymond J. Pirrello-Former Garden State Securities Broker-Named in SEC Insider Trading Complaint 150 150 Rex Securities Law

MARCH 2018 UPDATE-Pirrello Named in customer arbitration alleging churning. See this for details. May 2017 UPDATE-FINRA records disclose that Raymond J. Pirrello, Jr.  has 9 prior final customer disputes and…

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Raymond Pirrello of Garden State Securities Investigated by Securities Regulator

Raymond Pirrello of Garden State Securities Investigated by Securities Regulator 150 150 Rex Securities Law

http://blog.rexsecuritieslaw.com/2018/03/23/raymond-j-pirrello-jr-churning-investigation/ UPDATE July 2016–Pirrello named in insider trading complaint filed by the Securities and Exchange commission. See this for details.  UPDATE June 2016-Former Garden State Securities stock broker Raymond J. Pirrello…

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Delray Beach, FL. Man Pleads Guilty to Insider Trading on Tip From Stockbroker

Delray Beach, FL. Man Pleads Guilty to Insider Trading on Tip From Stockbroker 150 150 Rex Securities Law

March 9, 2016- Jay Fung, 42, of Delray Beach, FL, pleaded guilty to an information which charged him with conspiracy to commit securities fraud . Fung admitted to an insider…

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Gary Williky Named in Securities Fraud Action- Colleyville, Texas

Gary Williky Named in Securities Fraud Action- Colleyville, Texas 150 150 Rex Securities Law

March 2, 2015-Colleyville, Texas The U.S. Securities & Exchange Commission (SEC) filed a complaint seeking an injunction alleging that Gary S. Williky of Colleyville, Texas perpetrated an illegal market manipulation and…

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Stephen Gray of Houston Sentenced for Securities Fraud

Stephen Gray of Houston Sentenced for Securities Fraud 150 150 Rex Securities Law

January 16, 2015-Houston, TX The FBI announced that Stephen B. Gray, 57, of Houston, Texas, was sentenced to 46 months in federal prison for securities fraud in an insider trading…

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Wells Fargo Compliance Officer Sued By SEC For Altering Document

Wells Fargo Compliance Officer Sued By SEC For Altering Document 150 150 Rex Securities Law

Washington, DC An insider trading charge involving Burger King, Wells Fargo Advisors and a former broker has gone from bad to worse.  In September 2012, the Securities & Exchange Commission…

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