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Fraud

Evan Kochav-Former World Equity Group Broker-Indicted
Evan Kochav-Former World Equity Group Broker-Indicted 150 150 Rex Securities Law

March 24, 2015-Trenton, New Jersey NJ.Com reports that Evan Kochav, 33, of Jersey City has been indicted and charged with stealing over $561K from clients of his investment firm and then…

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Convicted Irving Texas “Salad Bowl” Fraudster Pleads Guilty to Failure to Surrender
Convicted Irving Texas “Salad Bowl” Fraudster Pleads Guilty to Failure to Surrender 150 150 Rex Securities Law

March 17,2015-Irving Texas The FBI announced that Michael David Carroll, 39, pleaded guilty to the federal offense of failing to surrender to serve a 70 month sentence in an investor…

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Texans Sentenced in Mortgage Fraud Conspiracy in East Texas
Texans Sentenced in Mortgage Fraud Conspiracy in East Texas 150 150 Rex Securities Law

March 17, 2015-Plano, Texas The FBI, Dallas Division, announced that five defendants have been sentenced for their roles in a mortgage fraud conspiracy in a hearing before U.S. District Judge…

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H.D. Vest Sanctioned by SEC For Failing to Supervise Broker
H.D. Vest Sanctioned by SEC For Failing to Supervise Broker 150 150 Rex Securities Law

March 4, 2015 In Securities and Exchange Commission (SEC) Administrative Proceeding File No. 3-16419, the SEC found that H.D. Vest Investment Securities, Inc.  failed to supervise Michigan broker Lewis J.…

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Buffalo Resident Gregory Gray Arrested in Lake Worth, FL, on Securities Fraud
Buffalo Resident Gregory Gray Arrested in Lake Worth, FL, on Securities Fraud 150 150 Rex Securities Law

March 5, 2015 The Buffalo News reports that Gregory W. Gray, Jr. of Buffalo, New York, recently charged by the SEC for operating a ponzi-like scheme, was arrested at his…

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Former Pompano Beach Florida Lawyer Hit With $1.5 Million SEC Fine
Former Pompano Beach Florida Lawyer Hit With $1.5 Million SEC Fine 150 150 Rex Securities Law

March 11, 2015- A default judgment was entered against former Pompano Beach, FL, lawyer Guy Jean-Pierre (aka Marcelo Dominguez de Guerra) in favor of the Securities and Exchange Commission (SEC).…

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Gary Williky Named in Securities Fraud Action- Colleyville, Texas
Gary Williky Named in Securities Fraud Action- Colleyville, Texas 150 150 Rex Securities Law

March 2, 2015-Colleyville, Texas The U.S. Securities & Exchange Commission (SEC) filed a complaint seeking an injunction alleging that Gary S. Williky of Colleyville, Texas perpetrated an illegal market manipulation and…

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Allan Roth of Tampa Arrested in Penny Stock Scam
Allan Roth of Tampa Arrested in Penny Stock Scam 150 150 Rex Securities Law

February 27, 2015-Tampa, Florida The Florida Office of Financial Regulation (OFR) reports that Allan Roth, 57, was arrested on 34 charges of selling unregistered securities and 34 counts of selling securities…

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Tarpon Springs Florida Man Arrested for Securities Fraud
Tarpon Springs Florida Man Arrested for Securities Fraud 150 150 Rex Securities Law

March 3, 2015- Tallahassee, Florida The Florida Office of Financial Regulation (OFR) announced that John Edward Simpson was arrested in Tarpon Springs, Florida, and has been charged with securities fraud,…

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