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Valentino Michael Scott- Centaurus Financial Broker-Discloses Award and Pending Customer Disputes- West Hills, CA
Valentino Michael Scott- Centaurus Financial Broker-Discloses Award and Pending Customer Disputes- West Hills, CA 150 150 ER

Valentino Michael Scott Investigation June 2023- West Hills, CA The FINRA records of  Valentino Michael Scott, a  Centaurus Financial, Inc. broker, disclose  customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency…

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Jon Pyne-Berthel Fisher Financial Advisor Discloses Settlement of Customer Suits-Plymouth, MN
Jon Pyne-Berthel Fisher Financial Advisor Discloses Settlement of Customer Suits-Plymouth, MN 150 150 Rex Securities Law

Jon Pyne Investigation April 2023 -Plymouth, MN Jonathan Todd Pyne (aka Jon Pyne )  ,a  stockbroker who is currently registered with Berthel Fisher & Co. Financial Services discloses 8 prior final…

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John Orlando- Former SW Financial Broker-Discloses Regulatory Events And $1.17M + in Customer Disputes- Ft. Lauderdale, FL
John Orlando- Former SW Financial Broker-Discloses Regulatory Events And $1.17M + in Customer Disputes- Ft. Lauderdale, FL 150 150 ER

John Orlando Investigation March 2023- Ft. Lauderdale, FL The FINRA records of  John Anthony Orlando , a currently unregistered broker who was last employed by SW Financial,  disclose 2  regulatory events,…

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Dennis “Denny” Haywood- Former Crown Capital Broker-Discloses 9 Prior Customer Disputes And 2 Pending Customer Disputes- Land O’Lakes, FL
Dennis “Denny” Haywood- Former Crown Capital Broker-Discloses 9 Prior Customer Disputes And 2 Pending Customer Disputes- Land O’Lakes, FL 150 150 ER

Denny Haywood Investigation July 2022- Land O’ Lakes, FL The FINRA records of  Dennis “Denny” Haywood ,   a stockbroker previously with  Crown Capital Securities, Inc. broker discloses a 9 prior customer…

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Mark A. Thompson- Former Arkadios Broker-Customer Seeks a Million in Damages Over Alternative Investment Losses-Atlanta, GA
Mark A. Thompson- Former Arkadios Broker-Customer Seeks a Million in Damages Over Alternative Investment Losses-Atlanta, GA 150 150 Rex Securities Law

Mark A. Thompson Investigation May 2022- Atlanta, GA The FINRA records of  Mark Alan Thompson ,   a  stockbroker who is employed by  Arkadios Capital  disclose a pending customer dispute. The Financial Industry Regulatory…

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Jody Young- Former Arkadios Broker-Customer Seeks a Million in Damages Over Alternative Investment Losses-Atlanta, GA
Jody Young- Former Arkadios Broker-Customer Seeks a Million in Damages Over Alternative Investment Losses-Atlanta, GA 150 150 Rex Securities Law

Jody P. Young Investigation May 2022- Atlanta, GA The FINRA records of  Joseph “Jody” P. Young ,  founding partner of ACG Wealth Management,  a  former stockbroker who was previously employed by  Arkadios Capital  disclose…

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Patrick Chitwood- Former Arkadios Broker-Customer Seeks a Million in Damages Over Alternative Investment Losses-Birmingham, AL
Patrick Chitwood- Former Arkadios Broker-Customer Seeks a Million in Damages Over Alternative Investment Losses-Birmingham, AL 150 150 Rex Securities Law

Patrick Chitwood Investigation August 2022-Birmingham, AL The FINRA records of  Patrick Rankin Chitwood ,  owner of Chitwood Advisory Group and Chitwood Wealth Management,  a  stockbroker who was formerly employed by  Arkadios Capital  disclose a…

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Chad Barancyk- Former First Allied Broker- Subject of Customer Claims Exceeding $2M Involving REITs & Private Placements -Chicago, IL/ Naples, FL
Chad Barancyk- Former First Allied Broker- Subject of Customer Claims Exceeding $2M Involving REITs & Private Placements -Chicago, IL/ Naples, FL 150 150 ER

Chad Barancyk Investigation May 2022-Chicago, IL/Naples, FL  The FINRA records of Chad Barancyk, a former First Allied Securities  broker,  discloses a regulatory event and 8 pending customer disputes which seek…

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