July 2018-St. Louis, MO
The FINRA records of Demos Argyros (Demostenes Argyropoulos), a stock broker who is currently employed by Oppenheimer and Co. , disclose a currently pending customer dispute and 3 prior customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In FINRA Case 17-2648 a customer of Oppenheimer alleges that Argyros breached his fiduciary duty, churned their account and charged excessive fees from 1/2008-12/2016. The customer also alleges that funds are missing from their account. Damages of $900,000 are sought.
Argyros has been employed with Oppenheimer since 1/2003.
If you have losses in an account handled or supervised by Demos Argyros call for a no charge consultation to discuss your legal options for recovery.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900