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Cherry Picking

Michael Bressman-Former FCG Advisors Broker- Pleads Guilty to Investment Advisor Fraud-Chatham, NJ

Michael Bressman-Former FCG Advisors Broker- Pleads Guilty to Investment Advisor Fraud-Chatham, NJ 150 150 Rex Securities Law

September 2019- Chatham, NJ According to publicly available records  Michael Bressman ,  a  currently unregistered stockbroker, who was last registered with FCG Advisors,  discloses a pending investigation, a pending civil event,…

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Wesley Perkins-World Tree Financial-Charged With Cherry-Picking Trades-Lafayette, LA

Wesley Perkins-World Tree Financial-Charged With Cherry-Picking Trades-Lafayette, LA 150 150 Rex Securities Law

November  2019- Lafayette, LA The FINRA records of  Wesley Kyle Perkins ,  a  former stock broker who is not currently registered and who was last employed by Purshe Kaplan Sterling Investments ,  disclose  that he is…

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Wedbush Securities Discloses Over 100 Regulatory Violations

Wedbush Securities Discloses Over 100 Regulatory Violations 150 150 Rex Securities Law

NOVEMBER 2019 UPDATE–Current FINRA records for Wedbush Securities disclose 109 regulatory events. In September 2019 FINRA censured Wedbush and ordered the company to disgorge nearly $2 million to resolve allegations…

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