November 2020- Atlanta, GA According to publicly available records, former Triad Advisors broker Mark Alex Reffett discloses a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…
read moreJanuary 2019-Austin, TX According to public records of Daniel Davila, III (CRD#1686004) a stockbroker employed by Purshe Kaplan Sterling Investments, discloses the recent resolution of a customer suit. The Financial Industry Regulatory…
read moreApril 2017-Orlando, FL The FINRA records of Rebecca H. True , a stockbroker who is currently registered with Triad Advisors disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…
read moreAugust 2016- Columbia, South Carolina September 2017 UPDATE-A FINRA arbitration panel in Columbia, South Carolina awarded two former clients of Christopher Thomas Tolmacs $1.2 million in compensatory damages and $300,000 in…
read moreFebruary 2019- West Point, Georgia We are investigating Leavitt F. Sanders, of Leavitt Financial Group, who was a registered stockbroker with the following broker dealers. He is not currently registered…
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