February 2019- West Point, Georgia
We are investigating Leavitt F. Sanders, of Leavitt Financial Group, who was a registered stockbroker with the following broker dealers. He is not currently registered as a broker:
- Capital Asset Advisory Services 1/2014- present
- Triad Advisors 1/2014-12/2014
- Invest Financial Corporation 10/2008-1/2014
- Financial Network Investment Co. 11/1998-10/2008
Sanders was discharged by Triad in 12/2014 for mismanagement of RIA related accounts.
According to FINRA records, Sanders has been the subject of 53 customer disputes, of which 2 are still pending. Over $2 million has been paid to resolve these customer suits.
Sander’s former customers have made numerous allegations regarding the mishandling of their brokerage accounts, including:
- unsuitable investment strategies
- misrepresentation
- breach of fiduciary duty
- lack of diversification
- excessive trading
- unauthorized trading
- failure to follow liquidation instructions
In March 2015, the Georgia Secretary of State suspended Sanders pending his agreement to produce documents and records for inspection in connection with an official records examination.
If you have losses in an account handled by Leavitt Sanders, contact us to discuss how you may be able to recover damages from his former employer through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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