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texas securities fraud lawyer

Charles Kilway of North Richland Hills, TX, Sentenced for Securities Fraud
Charles Kilway of North Richland Hills, TX, Sentenced for Securities Fraud 150 150 Rex Securities Law

February 19, 2015- North Richland Hills, Texas The Texas State Securities Board announced that Charles Wayne Kilway was sentenced to 15 years in state prison for the fraudulent sale of…

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EDI Financial of Irving, Texas, Sanctioned Over Sale of Private Placements
EDI Financial of Irving, Texas, Sanctioned Over Sale of Private Placements 150 150 Rex Securities Law

February 25, 2015 EDI Financial, Inc.   entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that the company failed to adopt and implement…

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Plano Texas Man Convicted in Fictional Disney Scam
Plano Texas Man Convicted in Fictional Disney Scam 150 150 Rex Securities Law

February 20, 2015-Sherman, Texas The FBI , Dallas Division, announced that Thomas W. Lucas, Jr. , 35, of Plano, Texas, has been found guilty of federal wire fraud violations as…

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B.B. Graham & Co. Broker in Katy, Texas, Sanctioned by Securities Regulator
B.B. Graham & Co. Broker in Katy, Texas, Sanctioned by Securities Regulator 150 150 Rex Securities Law

December 5, 2014-Katy, Texas  Henry McLain Dickinson, III  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that between September 2009 and November…

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Sanders Morris Harris Sanctioned by Securities Regulator
Sanders Morris Harris Sanctioned by Securities Regulator 150 150 Rex Securities Law

December 31, 2014-Houston, Texas  Sanders Morris Harris, Inc.  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that in 2012, as a…

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Thomas Lucas Found Guilty in North Texas Disney Park Trial
Thomas Lucas Found Guilty in North Texas Disney Park Trial 150 150 Rex Securities Law

February 13, 2015- Sherman, Texas The Dallas Morning News reports that a jury took less than an hour to return a verdict of guilty on all counts in the fraud…

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Wade J. Lawrence, Former Fort Worth Broker Investigated by Rex Securities Law
Wade J. Lawrence, Former Fort Worth Broker Investigated by Rex Securities Law 150 150 Rex Securities Law

February 13, 2015 Rex Securities Law is investigating Wade James Lawrence who was formerly a stock broker with Southwest Securities in Dallas, Texas, 8/2011-12/2013. Prior to that FINRA records indicate…

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