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texas securities fraud lawyer

SEC Charges Texas Oil Company Mieka Energy and Its President with Securities Fraud
SEC Charges Texas Oil Company Mieka Energy and Its President with Securities Fraud 150 150 Rex Securities Law

April 10, 2015- Flower Mound, Texas The Securities and Exchange Commission (SEC) charged Mieka Energy Corporation and Daro Ray Blankenship, its president, with fraudulently offering oil and gas investments. Vadda…

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Douglas Dannhardt-Former Prospera Financial Broker- Sanctioned for Churning Accounts-San Antonio, TX
Douglas Dannhardt-Former Prospera Financial Broker- Sanctioned for Churning Accounts-San Antonio, TX 150 150 Rex Securities Law

April 2, 2015-San Antonio, Texas  FINRA records report that Douglas Joseph Dannhardt   entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that…

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SEC Charges Texas and Florida Residents (Daryl Bank) with Fraud in Cellular Licensing Scheme
SEC Charges Texas and Florida Residents (Daryl Bank) with Fraud in Cellular Licensing Scheme 150 150 Rex Securities Law

UPDATE May 2016-The Virginia State Corporation Commission is accusing Daryl Bank of  Port St. Lucie FL, who operates Virginia Beach based Dominion Investment Group of defrauding investors out of $21…

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Fort Bend Texas Securities Trader Indicted for Theft of Investor Funds
Fort Bend Texas Securities Trader Indicted for Theft of Investor Funds 150 150 Rex Securities Law

April 7, 2015- Austin, Texas  The Texas State Securities Board (TSSB) announced that Jeffrey Ray Filla was arrested in Fort Bend County and indicted on securities fraud and other charges…

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Texas Securities Commisioner Shuts Down Unregistered Sale of Oil & Gas Royalties
Texas Securities Commisioner Shuts Down Unregistered Sale of Oil & Gas Royalties 150 150 Rex Securities Law

March 25, 2015-Austin, TX John Morgan, Securities Commissioner for the State of Texas, entered an Emergency Cease and Desist Order against Lonestar Mineral Assets or Dallas and Colleyville, TX, and its…

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Dallas Based Worth Financial Group Sanctioned by Securities Regulator
Dallas Based Worth Financial Group Sanctioned by Securities Regulator 150 150 Rex Securities Law

January 9, 2015 Worth Financial Group  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that  it failed to establish adequate supervisory…

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Christopher Taylor-Edward Jones Broker, Montgomery, Texas – Sanctioned by Securities Regulator
Christopher Taylor-Edward Jones Broker, Montgomery, Texas – Sanctioned by Securities Regulator 150 150 Rex Securities Law

March 20 , 2015-Montgomery, Texas  Christopher Alan Taylor   entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that  he failed to provide…

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Vanguard Marketing Corporation Fined $350,000 by Securities Regulator
Vanguard Marketing Corporation Fined $350,000 by Securities Regulator 150 150 Rex Securities Law

March 6, 2015 Vanguard Marketing Corporation    entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that  between January 2011 through December 2013,…

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Joseph DiRago-San Antonio StockBroker Sanctioned by Securities Regulator
Joseph DiRago-San Antonio StockBroker Sanctioned by Securities Regulator 150 150 Rex Securities Law

March 19, 2015- San Antonio, Texas  Joseph DiRago, Jr.    entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that  between June 2011…

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