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texas securities fraud lawyer

Grand Prairie Texas Men Indicted On Fraud Charges Related to Foreign Currency Trading
Grand Prairie Texas Men Indicted On Fraud Charges Related to Foreign Currency Trading 150 150 Rex Securities Law

September 17, 2015- Dallas Texas The Texas State Securities Board (TSSB) announced the indictment of Rodney Lee Wagner and Roger Harvey Wagner of Grand Prairie, Texas, for wire fraud. According…

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Garrett Ahrens, Former LPL Financial Broker Receives Notice of Investigation by Securities Regulator
Garrett Ahrens, Former LPL Financial Broker Receives Notice of Investigation by Securities Regulator 150 150 Rex Securities Law

September 18, 2015- Lafayette, Lousiana The Investment News reports that Garrett Andrew Ahrens, a broker ranked as one of the top advisers in Louisiana by Barron’s, with assets under management…

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Former Dallas/ Fort Worth Broker Faces Five Years for Securities Fraud
Former Dallas/ Fort Worth Broker Faces Five Years for Securities Fraud 150 150 Rex Securities Law

September 15, 2015–Dallas, Texas In a Press Release, the FBI reports that Wade Lawrence, 43, of Dallas faces up to five years in prison for securities fraud in connection with offering…

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San Antonio Business Woman Sentenced to 7 Years for Wire Fraud
San Antonio Business Woman Sentenced to 7 Years for Wire Fraud 150 150 Rex Securities Law

August 25, 2015- San Antonio, Texas Lea Ann Blystone, 48,  of San Antonio was sentenced to seven years in federal prison in connection with a $1.4 million wire fraud scheme.…

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Plano Texas Man Sentenced to 210 Months in Federal Prison for Phony Walt Disney Development Scam
Plano Texas Man Sentenced to 210 Months in Federal Prison for Phony Walt Disney Development Scam 150 150 Rex Securities Law

September 1, 2015- Sherman, Texas Thomas W. Lucas, Jr. , 35 of Plano, Texas was sentenced to 210 months in federal prison following his conviction on 7 counts of wire…

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Dallas-Based WFG Investments Fined $175,000 by Texas State Securities Board
Dallas-Based WFG Investments Fined $175,000 by Texas State Securities Board 150 150 Rex Securities Law

September 4, 2015- Austin, Texas Texas Securities Commissioner John Morgan entered a Disciplinary Order against Dallas based WFG Investments, Inc. , reprimanding and fining the company $175,000 for failing to…

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Former Corpus Christi Investment Adviser Sentenced on Securities Fraud Charges
Former Corpus Christi Investment Adviser Sentenced on Securities Fraud Charges 150 150 Rex Securities Law

September 4, 2015- Austin, Texas The Texas State Securities Board (TSSB) announced that former Corpus Christi investment adviser Kenneth Wayne Graves was sentenced to concurrent 7 year state prison terms…

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Houston Attorney Indicted on Charges of Wire Fraud/Money Laundering
Houston Attorney Indicted on Charges of Wire Fraud/Money Laundering 150 150 Rex Securities Law

September 1 , 2015- Los Angeles/ Houston The FBI announced the indictment of Stephen Young Kang, 46, of Newport Beach, CA and Houston, Texas, who is charged with wire fraud…

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Carson Energy / Austin Texas Residents Named In Iowa Oil & Gas Securities Fraud Action
Carson Energy / Austin Texas Residents Named In Iowa Oil & Gas Securities Fraud Action 150 150 Rex Securities Law

August 28, 2015 Iowa Insurance Commissioner Nick Gerhart issued a cease and desist order to the following Austin, Texas residents: Carson Energy, Inc.              …

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