joseph gunnar problem Archives - Rex Securities Law-BLOG

ER
June 26, 2023
No Comments

Stephn Marek-Joseph Gunnar Broker-Discloses Customer Disputes-Uniondale, NY

Stephn Marek-Joseph Gunnar Broker-Discloses Customer Disputes-Uniondale, NY http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER http://0.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g June 26, 2023 June 26, 2023

Stephen Marek Investigation June 2023-Uniondale , NY According to publicly available records Stephen Marek a Joseph Gunnar & Co. broker, discloses 2 prior customer disputes and a pending customer dispute. …

Rex Securities Law
July 12, 2021
No Comments

Brokerage Firm Joseph Gunnar Discloses Regulatory Issues and Customer Disputes

Brokerage Firm Joseph Gunnar Discloses Regulatory Issues and Customer Disputes http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 12, 2021 July 29, 2021

July 2021-NYC Brokerage firm Joseph Gunnar & Co. was founded in 1997 and is headquartered in New York City. According to their website they have 250 financial consultants with eight…

Rex Securities Law
September 7, 2019
No Comments

Nicholas J. Schiano- Former Worden Capital Management Broker- Discloses Customer Disputes- NYC

Nicholas J. Schiano- Former Worden Capital Management Broker- Discloses Customer Disputes- NYC http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 7, 2019 September 7, 2019

September 2019, New York, NY According to publicly available records Nicholas James Schiano (CRD#4429212) , a stockbroker currently registered with Spartan Capital Securities, disclose 1 prior customer dispute and 1 pending…

Rex Securities Law
September 7, 2019
No Comments

Robert P. Solow- Former Trident Partners Broker-Discloses Pending Customer Suit- Melville, NY

Robert P. Solow- Former Trident Partners Broker-Discloses Pending Customer Suit- Melville, NY http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 7, 2019 September 7, 2019

September 2019, Melville, NY According to publicly available records Robert Paul Solow (CRD# 4532161) , a stockbroker who is not not registered and who last worked for Joseph Gunnar & Co.…

Rex Securities Law
January 17, 2017
No Comments

Robert Estevez, Former Investors Capital Corp Broker-Discloses Regulatory Matters-NY

Robert Estevez, Former Investors Capital Corp Broker-Discloses Regulatory Matters-NY http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g January 17, 2017 May 20, 2019

March 2017- New York According to publicly available records Robert Estevez , (CRD# 3161419) , a stockbroker who previously worked for Investors Capital Corp and who is currently employed by Joseph Gunnar &…

Rex Securities Law
August 11, 2016
No Comments

John J. Santariello-Former Arive Capital Markets Broker-Discloses Customer Complaint Alleging Churning

John J. Santariello-Former Arive Capital Markets Broker-Discloses Customer Complaint Alleging Churning http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 11, 2016 October 11, 2019

October 2019- Coram, NY The FINRA records of John J. Santariello , a stock broker who is not currently registered with any broker dealer and who last worked for Arive Capital Markets, disclose …

Rex Securities Law
August 11, 2016
No Comments

Thomas J. Briguccia-K.C. Ward Financial Broker-Discloses Customer Disputes & Outstanding Judgments

Thomas J. Briguccia-K.C. Ward Financial Broker-Discloses Customer Disputes & Outstanding Judgments http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 11, 2016 May 20, 2019

August 2016- Ronkonkoma, NY The FINRA records of Thomas J. Briguccia, Jr. , a stock broker who is currently employed by K. C. Ward Financial disclose 3 currently pending customer disputes, a6 prior customer disputes…

Rex Securities Law
July 20, 2016
No Comments

Christos A. Kalatoudis-Former Worden Capital Broker-Discloses Regulatory Events & Pending Judgment/Liens

Christos A. Kalatoudis-Former Worden Capital Broker-Discloses Regulatory Events & Pending Judgment/Liens http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 20, 2016 May 20, 2019

July 2016-Lake Success, New York The FINRA records of Christos A. Kalatoudis , a currently unlicensed stock broker who was last employed by Worden Capital Management, disclose 2 prior regulatory events, 4 prior finalized customer disputes and 2…

Rex Securities Law
March 30, 2016
No Comments

James N. Forster Discharged From Joseph Gunnar & Co.

James N. Forster Discharged From Joseph Gunnar & Co. http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 30, 2016 May 20, 2019

March 23, 2016, NYC According to his official FINRA records, James N. Forster was discharged from Joseph Gunnar & Co. in December, 2015, for “wrongful taking of personal items”. Forster…