March 23, 2016, NYC
According to his official FINRA records, James N. Forster was discharged from Joseph Gunnar & Co. in December, 2015, for “wrongful taking of personal items”.
Forster was employed by Joseph Gunnar & Co. from 4/2004-12/2015, and he is not currently licensed .
FINRA records report that Forster has been named in 3 customer disputes, 2 of which have been resolved and 1 is currently pending. In FINRA case 13-00923, a customer filed an arbitration alleging breach of contract, unfair and deceptive practices and violation of state securities statutes. That case was settled 10/13/2015 for $97,500.
If you have questions about an account handled by James N. Forster, call to speak with an experienced securities attorney.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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