Texas State Securities Board Archives - Page 8 of 10

Rex Securities Law
December 16, 2015
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Marvin Slater of Dallas Suspended by Texas State Securities Board for Sale of Verto Capital Management Notes

Marvin Slater of Dallas Suspended by Texas State Securities Board for Sale of Verto Capital Management Notes http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g December 16, 2015 June 17, 2016

December 10, 2015 Austin, Texas John Morgan, Securities Commissioner of the Texas State Securities Board (TSSB) issued a disciplinary order suspending investment adviser Marvin M Slater of Dallas, TX, for 90…

Rex Securities Law
November 10, 2015
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Michael Collins of Alice, Texas, Indicted for Securities Fraud

Michael Collins of Alice, Texas, Indicted for Securities Fraud http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 10, 2015 February 11, 2016

October 29, 2015- Alice, Texas The Texas State Securities Board announced that Michael Anthony Collins of Alice, TX, was indicted on charges of securities fraud, theft, and money laundering for…

Rex Securities Law
October 23, 2015
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Jetmir Ahmeti- Former Edward Jones Broker-Discloses Discharge and Regulatory Sanctions-Richardson, TX

Jetmir Ahmeti- Former Edward Jones Broker-Discloses Discharge and Regulatory Sanctions-Richardson, TX http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 23, 2015 July 18, 2017

Richardson, Texas UPDATE APRIL 2017–Jetmir Ahmeti is not currently registered with any broker dealer according to FINRA records. Ahmeti was discharged from Edward Jones 5/2015. The firm made the following allegation…

Rex Securities Law
October 20, 2015
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Mark Cleaton of Rockwall, Texas, Convicted of Securities Fraud

Mark Cleaton of Rockwall, Texas, Convicted of Securities Fraud http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 20, 2015 March 23, 2016

October 19, 2015- Dallas Texas Mark Lee Cleaton, 34, of Rockwell, Texas, was convicted on felony offenses for running a fraud scheme as managing member of North American Capital, LLC…

Rex Securities Law
September 20, 2015
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Grand Prairie Texas Men Indicted On Fraud Charges Related to Foreign Currency Trading

Grand Prairie Texas Men Indicted On Fraud Charges Related to Foreign Currency Trading http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 20, 2015 February 11, 2016

September 17, 2015- Dallas Texas The Texas State Securities Board (TSSB) announced the indictment of Rodney Lee Wagner and Roger Harvey Wagner of Grand Prairie, Texas, for wire fraud. According…

Rex Securities Law
September 9, 2015
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Plano Texas Man Sentenced to 210 Months in Federal Prison for Phony Walt Disney Development Scam

Plano Texas Man Sentenced to 210 Months in Federal Prison for Phony Walt Disney Development Scam http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 9, 2015 February 11, 2016

September 1, 2015- Sherman, Texas Thomas W. Lucas, Jr. , 35 of Plano, Texas was sentenced to 210 months in federal prison following his conviction on 7 counts of wire…

Rex Securities Law
September 9, 2015
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Dallas-Based WFG Investments Fined $175,000 by Texas State Securities Board

Dallas-Based WFG Investments Fined $175,000 by Texas State Securities Board http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 9, 2015 February 11, 2016

September 4, 2015- Austin, Texas Texas Securities Commissioner John Morgan entered a Disciplinary Order against Dallas based WFG Investments, Inc. , reprimanding and fining the company $175,000 for failing to…

Rex Securities Law
September 7, 2015
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Former Corpus Christi Investment Adviser Sentenced on Securities Fraud Charges

Former Corpus Christi Investment Adviser Sentenced on Securities Fraud Charges http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 7, 2015 February 11, 2016

September 4, 2015- Austin, Texas The Texas State Securities Board (TSSB) announced that former Corpus Christi investment adviser Kenneth Wayne Graves was sentenced to concurrent 7 year state prison terms…

Rex Securities Law
August 27, 2015
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Armando Hernandez Leal Admits Laundering $66 Million From Mexican Investor-San Antonio

Armando Hernandez Leal Admits Laundering $66 Million From Mexican Investor-San Antonio http://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law http://0.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 27, 2015 April 17, 2016

August 26, 2015- San Antonio, Texas The FBI reports that Armando Jesus Hernandez Leal, 53, of Shavano Park, Texas, pleaded guilty to federal money laundering charges in connection with a…