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John R. Stevens-Former Wilbanks Securities Broker-Discloses Customer Disputes Alleging Damages in Excess of $2M
John R. Stevens-Former Wilbanks Securities Broker-Discloses Customer Disputes Alleging Damages in Excess of $2M 150 150 Rex Securities Law

Grand Junction, CO The FINRA records of John R. Stevens ,  a  stock broker who is currently not licensed and who was last employed by Wilbanks Securities  disclose   2 prior customer disputes, 3 pending…

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Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Customer Dispute Over Oil Investment
Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Customer Dispute Over Oil Investment 150 150 Rex Securities Law

August  2016-Oklahoma City, OK The FINRA records of Will R. Freeman ,  a  stock broker who is currently employed by Wilbanks Securities, Inc.   disclose  a pending customer arbitration. The Financial Industry Regulatory Authority (FINRA) is the agency…

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Stuart Horowitz-Former Securities America Broker-Discloses 37 Customer Disputes
Stuart Horowitz-Former Securities America Broker-Discloses 37 Customer Disputes 150 150 Rex Securities Law

July 2016-Coral Springs, Florida The FINRA records of Stuart Horowitz  , a former stock broker employed by  Securities America  , disclose a prior final regulatory event, 33 prior customer disputes, 4 currently pending customer disputes and a…

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Andrew D. Tomlinson-Geneos Wealth Broker-Discloses $300,000 Customer Dispute
Andrew D. Tomlinson-Geneos Wealth Broker-Discloses $300,000 Customer Dispute 150 150 Rex Securities Law

July 2016- Prescott, AZ The FINRA records of Andrew D. Tomlinson III  , a stock broker currently employed by Geneos Wealth Management , disclose 3 prior final customer disputes and a currently pending customer dispute .…

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Barry W. Lemay-Former VSR Financial Broker-Discloses Customer Dispute Over Alternative Investments
Barry W. Lemay-Former VSR Financial Broker-Discloses Customer Dispute Over Alternative Investments 150 150 Rex Securities Law

Campbell, CA According to FINRA records,  Barry W. Lemay ,  a stockbroker  who  formerly worked for VSR Financial Services discloses  9 final customer disputes and  one pending customer dispute. The Financial Industry Regulatory Authority…

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Charles Geraci-Former VSR Financial Services Broker-Discloses Customer Disputes-The Woodlands, TX
Charles Geraci-Former VSR Financial Services Broker-Discloses Customer Disputes-The Woodlands, TX 150 150 Rex Securities Law

The Woodlands, Texas UPDATE NOVEMBER 2017–Charles Geraci no longer registered with VSR FInancial Services. See this for details.  UPDATE December 2016–VSR Financial Services has ceased operations. Many of its brokers have…

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Jack G. Merritt-Crown Capital Broker-Discloses Customer Dispute Over Oil & Gas Investments
Jack G. Merritt-Crown Capital Broker-Discloses Customer Dispute Over Oil & Gas Investments 150 150 Rex Securities Law

August 2019-Huntington Beach, CA According to FINRA records,  Jack G. Merritt ,  a stockbroker  who works  for Crown Capital Securities  discloses  the settlement of a  customer dispute . The Financial Industry Regulatory Authority (FINRA) is…

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VSR Financial Services-How to Recover Damages On Investment Losses
VSR Financial Services-How to Recover Damages On Investment Losses 150 150 Rex Securities Law

FEBRUARY 2017 UPDATE–VSR Financial has closed operations. Many of its brokers and clients have been transferred to Summit Brokerage Services, a related entity. See below for discussion of VSR’s regulatory…

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Minerva-Rockdale E&P III-How to Recover Investment Losses
Minerva-Rockdale E&P III-How to Recover Investment Losses 150 150 Rex Securities Law

Investors who have losses as a result of investing in Minerva-Rockdale E&P III may be able to recover some or all of their  losses through arbitration. On May 16, 2016,…

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