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REITs

Cadaret Grant Broker Suspended/Fined by Regulators for Over-concentration of REIT Investments

Cadaret Grant Broker Suspended/Fined by Regulators for Over-concentration of REIT Investments 150 150 Rex Securities Law

April 9, 2015-Point Pleasant, NJ Douglas William Finlay, Jr.  , entered into a  Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that effected…

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Moody Securities Sanctioned by FINRA Over REIT Sales-Houston, TX

Moody Securities Sanctioned by FINRA Over REIT Sales-Houston, TX 150 150 Rex Securities Law

March 27, 2015, Houston, Texas  Moody Securities, LLC,  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that it violated FINRA rules…

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Losses on CNL Lifestyle Properties REIT May Be Recoverable

Losses on CNL Lifestyle Properties REIT May Be Recoverable 150 150 Rex Securities Law

March 12, 2015 In recent SEC filings, CNL Lifestyle Properties, Inc. reported an estimated value of $5.20 per share. The value of CNL LIfestyle Properties has dropped nearly 25% since…

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