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REITs

Kurt Russell Baldry Investigation- Ausdal Financial Broker- Subject of Customer Suit Seeking $980K – Ostego, MN

Kurt Russell Baldry Investigation- Ausdal Financial Broker- Subject of Customer Suit Seeking $980K – Ostego, MN 150 150 Rex Securities Law

Kurt R. Baldry Investigation May 2022- Ostego, MN According to publicly recorded records, Kurt Russell Baldry,  a broker with  Ausdal Financial Services  discloses  a pending customer dispute and 2 prior…

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Mark C. O’Meara – Former McNally Financial Services Broker-Discloses Customer Disputes-Georgetown, TX

Mark C. O’Meara – Former McNally Financial Services Broker-Discloses Customer Disputes-Georgetown, TX 150 150 Rex Securities Law

Mark C. O’Meara Investigation May 2022 – Georgetown, TX According to publicly available records Michael C. O’Meara  (CRD#2652113) ,  a  stockbroker who currently works for LPL Financial and who previously worked for  McNally…

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Ping Shuang Cathy Wu – Cetera Investment Adviser-Subject of Customer Suits Over Real Estate Securities-Arcadia, CA

Ping Shuang Cathy Wu – Cetera Investment Adviser-Subject of Customer Suits Over Real Estate Securities-Arcadia, CA 150 150 ER

Cathy Wu Investigation May 2022-Arcadia, CA The FINRA records of  Ping Shuang Cathy Wu ,  a broker with Cetera Investment Services,  disclose 2 pending customer disputes. The Financial Industry Regulatory Authority (FINRA) is…

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Jordan S. Berlin- Former Wilmington Capital Broker- Suit Settled Over REIT Investments-Garden City, NY

Jordan S. Berlin- Former Wilmington Capital Broker- Suit Settled Over REIT Investments-Garden City, NY 150 150 ER

Jordan S. Berlin Investigation May 2022-Garden City, NY According to publicly available records, Jordan S. Berlin, a former Wilmington Capital Securities broker discloses a prior customer dispute. The Financial Industry Regulatory…

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Glennon Cole- Former Moloney Securities Broker- Discloses Customer Disputes and a Termination from Employment-Manchester, MO

Glennon Cole- Former Moloney Securities Broker- Discloses Customer Disputes and a Termination from Employment-Manchester, MO 150 150 ER

Glennon Cole Investigaton April 2022- Manchester, MO According to publicly available records,  Glennon J. Cole,  a currently unregistered  financial advisor who previously was employed by Moloney Securities, Co., Inc. discloses  prior…

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David Bibo – Western International Securities Broker- Discloses Customer Disputes Involving REITs – Pasadena, CA

David Bibo – Western International Securities Broker- Discloses Customer Disputes Involving REITs – Pasadena, CA 150 150 ER

David Bibo Investigation April 2022- Pasadena, CA According to publicly available records David O. Bibo,  a broker with Western International Securities  broker discloses 2 prior and 2 pending customer disputes and…

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Clara Tang -Former Cetera Financial Advisor-Subject of Customer Complaints-Cupertino, CA

Clara Tang -Former Cetera Financial Advisor-Subject of Customer Complaints-Cupertino, CA 150 150 ER

Clara Tang Investigation   April 2022-Cupertino, CA The FINRA records of  Clara Tang ,  a former stock broker with Cetera Investment Services,  disclose a prior customer dispute and 2 pending customer…

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Dustin Ward- Woodbury Financial Broker- Discloses Pending Customer Disputes -St. Louis, MO

Dustin Ward- Woodbury Financial Broker- Discloses Pending Customer Disputes -St. Louis, MO 150 150 ER

Dustin K. Ward Investigation April 2022- St. Louis, MO According to publicly available records, Dustin K. Ward, a Woodbury Financial Services broker, discloses 2 pending customer disputes.  The Financial Industry…

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William F. Richardson -Former Investacorp Financial Advisor-Subject of Customer Complaints-Houston, TX

William F. Richardson -Former Investacorp Financial Advisor-Subject of Customer Complaints-Houston, TX 150 150 ER

William F. Richardson Investigation   March 2022-Houston, TX The FINRA records of  William Franklin Richardson, Jr. ,  a stock broker with Avantax Investment Services,  disclose 6 prior customer disputes. The Financial…

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