Marc Korsch Investigation July 2022-Sarasota, FL According to publicly available records Marc F. Korsch, a currently unregistered broker who last worked for Arkadios Capital, discloses a final regulatory matter resulting in…
read moreLosses on GWG L-Bonds Purchased From Centaurus Financial? As we have previously posted, see link ( GWG L-Bonds. We can help ), given the fact that GWG Holdings has recently…
read moreJan E. Haynes Investigation March 2022- La Jolla, CA The FINRA records of Jan Earl Haynes, a stock broker who is currently suspended by FINRA and who was last employed by Centaurus Financial,…
read moreBill Burks Investigation November 2021, Flower Mound, TX According to publicly available records William “Bill” Burks II , (CRD# 2944992) , a stockbroker who is registered with Centaurus Financial, discloses 3 pending customer…
read moreAugust 2021- Kings Park, NY The FINRA records of Bryon E. Martinsen, a stock broker who is currently employed by Centaurus Financial disclose 3 pending customer disputes, 7 prior customer disputes , a termination from…
read moreJuly 2021-San Jose, CA According to publicly available records. Marco “Moe” Azizi (CRD#2154719), a broker employed with Centaurus Financial, Inc., discloses 1 pending and 4 prior customer disputes. The Financial…
read moreJune 2020- Lexington, SC The FINRA records of Cindy Lucille Chiellini (CRD#1015592) , a broker with Centaurus Financial, Inc., discloses prior customer disputes and 27 pending customer disputes seeking damages of nearly $5,000,000 . The…
read moreApril 2020-Houston, TX According to publicly available records of Rodrick Dow (CRD#2855724) , a former stockbroker who last worked for Securities America, Inc., was recently suspended indefinitely. The Financial Industry Regulatory…
read moreJanuary 2020 – San Jose, CA The FINRA records of Marco Bartolo Azizi, a stockbroker who is currently employed by Centaurus Financial, Inc., disclose 2 pending customer disputes. The Financial Industry Regulatory…
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