Atul Makharia Investigation Sold Variable Interest Rate Structured Products July 2023-Lexington, SC The FINRA records of Atul Makharia, currently employed by Centaurus Financial, disclose a regulatory event, 9 prior customer disputes and…
read moreRicky Alan Mantei Investigation Former JP Turner & Centaurus Customers Have Sued for Damages-Sold Variable Interest Rate Structured Products July 2023-Lexington, SC The FINRA records of Ricky Alan Mantei, currently employed by…
read moreJames V. Peters Investigation June 2023 – Irving , CA According to publicly available records James V. Peters, a Centaurus Financial broker, discloses a pending customer dispute. The Financial Industry…
read moreValentino Michael Scott Investigation June 2023- West Hills, CA The FINRA records of Valentino Michael Scott, a Centaurus Financial, Inc. broker, disclose customer disputes. The Financial Industry Regulatory Authority (FINRA) is the agency…
read moreChristopher Gordon Investigation April 2023-Annapolis, MD According to publicly available records Christopher J. Gordon,a broker who formerly worked with Cambridge Investment Research, but now is with Centaurus Financial, discloses 4 pending customer…
read moreMark Williams Investigation March 2023-Carmel by the Sea, CA According to publicly available records Mark John Williams , a former Centaurus Financial Inc., broker who now works for Kingswood Capital…
read moreDonnie Ingram Investigation September 2022-Winter Haven, FL According to publicly available records Donnie E. Ingram, (CRD# 1416971) , a stockbroker who previously worked for Centaurus Financial Inc. , disclose 9 prior customer disputes…
read moreLosses on GWG L-Bonds Purchased From Intervest International Equities? As we have previously posted, see link ( GWG L-Bonds. We can help ), given the fact that GWG Holdings has…
read moreMarc Korsch/Centaurus Financial Investigation August 2022-Sarasota, FL According to publicly available records Marc Korsch, a former broker who last worked for Centaurus Financial, Inc., discloses that former customers are seeking more…
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