May 2017-New York
The FINRA records of Mohammed Azeem Sheikh , a stockbroker who is employed by National Securities Corp. disclose 3 prior customer dispute and one pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In pending FINRA case 17-0554 a customer of National Securities Corp seeks damages of $780,504 and alleges negligence, breach of contract, breach of fiduciary duty and misrepresentation.
Azeem Sheikh has been employed by National Securities Corp. since 11/2011. Prior to that he was employed by VFinance Investments.
If you have questions about an account handled by Azeem Sheikh , contact us to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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