According to publicly available records Shane David Ireland , (CRD# 5891934) , a currently unregistered stockbroker who last worked for Ameriprise Financial Services, discloses a termination from employment.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In June 2016 Shane D. Ireland was discharged from Edward Jones who alleged that Ireland had violated the firm’s policy on discretionary orders.
Ireland was registered with Ameriprise from 7/2016-12/2016 and with Edward Jones from 3/2011-6/2016.
If you have questions about an investment account handled by Shane D. Ireland , call for a no charge consultation.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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