Jennifer W. Marcontell Investigation
February 2023- Mont Belvieu, TX
According to publicly available records Jennifer White Marcontell a broker employed by Ameriprise Financial Services, discloses a final customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 6/2022, an Edward Jones (prior employer of Marcontell) customer alleged that she failed to follow instructions to invest funds in money market and instead invested in growth funds which resulted in losses. The case was settled for $95,000.
Marcontell has been with Ameriprise Financial Services since 7/2022 Before that time she was employed with Edward Jones from 8/1999 to 7/2022.
If you have questions about an investment account with Jennifer Marcontell, call to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900