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Warren Financial Services

Former Corpus Christi Investment Adviser Sentenced on Securities Fraud Charges

Former Corpus Christi Investment Adviser Sentenced on Securities Fraud Charges 150 150 Rex Securities Law

September 4, 2015- Austin, Texas The Texas State Securities Board (TSSB) announced that former Corpus Christi investment adviser Kenneth Wayne Graves was sentenced to concurrent 7 year state prison terms…

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Corpus Christi Financial Advisor Indicted for Fraud in Connection with Sale of Investment Contracts

Corpus Christi Financial Advisor Indicted for Fraud in Connection with Sale of Investment Contracts 150 150 Rex Securities Law

June 16, 2015-Austin, Texas Kenneth Wayne Graves, a former investment adviser from Corpus Christi has been indicted in Nueces County on fraud and other charges related to the sale of…

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Texas State Securities Board Revokes Registration of Corpus Christi Broker Kenneth Wayne Graves

Texas State Securities Board Revokes Registration of Corpus Christi Broker Kenneth Wayne Graves 150 150 Rex Securities Law

On June 27, 2014, Texas Securities Commissioner John Morgan revoked the registrations of Kenneth Wayne Graves and Warren Financial Services , both of Corpus Christi, Texas. A default order was…

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TSSB Sets Hearing to Revoke Securities Registration of Corpus Christi Advisor Kenneth Graves

TSSB Sets Hearing to Revoke Securities Registration of Corpus Christi Advisor Kenneth Graves 150 150 Rex Securities Law

UPDATE JUNE 2014: TSSB revokes license of Kenneth Graves and Warren Financial Services. On May 19, 2014, the Texas State Securities Board (TSSB) set a hearing for July 9th, 2014,…

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