January 2019- Garden City, NY According to publicly available records Michael Christopher Venturino , a stockbroker who is currently employed by Spartan Capital Securities and was formerly employed by Aegis Capital Corp. and…
read moreSeptember 2018-Woodbury, New York According to FINRA records, Theodore Allocca, Jr. , a broker who is currently registered with Trident Partners Ltd. , disclose a pending customer dispute and two prior final customer…
read moreMay 2018-Hauppauge, New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…
read moreMay 28,2015 Rex Securities Law is investigating former Trident Partners, Ltd. broker William Michael Quigley. The Securities & Exchange Commission filed an administrative proceeding (File No. 3-16560) against William Michael…
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