texas securities fraud lawyer Archives - Page 89 of 93

Rex Securities Law
June 3, 2015
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Leslie King-Plano Texas Stock Broker Sanctioned by Securities Regulator

Leslie King-Plano Texas Stock Broker Sanctioned by Securities Regulator https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 3, 2015 April 14, 2016

March 24, 2015, Plano, Texas Leslie Lynn King entered into an Order Accepting Offer of Settlement (Order) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he aided and abetted a…

Rex Securities Law
June 3, 2015
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Barry Brower- Ameriprise–San Antonio, TX, Sanctioned for Discretionary Trading

Barry Brower- Ameriprise–San Antonio, TX, Sanctioned for Discretionary Trading https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 3, 2015 March 24, 2016

UPDATE-March 24, 2016 Barry S. Brower is not currently registered with any broker dealer. Our Original Post–March 6, 2015, Fair Oaks Ranch, Texas Barry S. Brower, entered into a Letter of…

Rex Securities Law
June 3, 2015
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Moody Securities Sanctioned by FINRA Over REIT Sales-Houston, TX

Moody Securities Sanctioned by FINRA Over REIT Sales-Houston, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 3, 2015 May 9, 2018

March 27, 2015, Houston, Texas Moody Securities, LLC, entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that it violated FINRA rules…

Rex Securities Law
June 3, 2015
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Texas Lawyer Found Guilty of Stock Fraud Involving ConnectAJet.Com

Texas Lawyer Found Guilty of Stock Fraud Involving ConnectAJet.Com https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 3, 2015 February 11, 2016

June 1, 2015 A federal jury in the Northern District of Texas found Martin Cantu, a lawyer from Round Rock, Texas, guilty of two criminal charges in connection with an…

Rex Securities Law
June 3, 2015
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Cabot Investment Properties Execs Face Criminal Charges

Cabot Investment Properties Execs Face Criminal Charges https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 3, 2015 April 14, 2016

June 3, 2015 Carlton Cabot, 52, of Stamford, Connecticut and Timothy Kroll, 42, of New Hope, Pennsylvania, were named in a criminal complaint accusing them of of misappropriating funds from…

Rex Securities Law
June 1, 2015
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Brian Polito of Dallas Pleads Guilty to Fraud In Sale of Oil & Gas Interests

Brian Polito of Dallas Pleads Guilty to Fraud In Sale of Oil & Gas Interests https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 1, 2015 February 11, 2016

June 1, 2015-Houston, Texas Brian J. Polito of Allen, Texas, pled guilty to mail fraud in connection with the sale of interests in 12 wells owned by EOG Resources, Inc.…

Rex Securities Law
June 1, 2015
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Fourth Person Found Guilty in Kentucky Oil Investment Scheme

Fourth Person Found Guilty in Kentucky Oil Investment Scheme https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 1, 2015 April 14, 2016

June 1, 2015 Henry Irving Ramer was found guilty by a federal jury of operating a multi-mllion dollar investment scheme in which over 200 investors nationwide lost all or nearly…

Rex Securities Law
June 1, 2015
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Plano Texas Businessman Sued by SEC-Fraudulent Oil & Gas Deals

Plano Texas Businessman Sued by SEC-Fraudulent Oil & Gas Deals https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 1, 2015 February 11, 2016

June 1 , 2015-Murphy, Texas The Securities and Exchange Commission sued Sameer Praveen Sethi and his company Sethi Petroleum alleging that since January 2014, Sethi and his company raise $4…

texas securities fraud lawyer