July 2016- Columbus, Nebraska The FINRA records of Roger B. Deal , a stock broker currently employed by Geneos Wealth Management , disclose a currently pending customer dispute . The Financial Industry Regulatory Authority (FINRA) is the…
read moreInvestors suffering losses on KBR Baron’s Cove may be able to recover damages from the brokerage firm that sold the investment. Contact Rex Securities Law for details. No charge initial…
read moreMay 2016- San Francisco The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…
read moreMay 2013–In FINRA Case # 12-1167, Suzy Asad and Suzy Asad Trust v Mamdoh Abas and ProEquities, Inc., a Los Angeles panel awarded compensatory damages of $379,424, plus accrued interest,…
read moreRex Securities Law is investigating the recovery of losses for investors who purchased Tenant in Common (TIC) investments sponsored by Direct Invest, a company headquartered in Boston and run by…
read moreIf you are one of the many investors who have experienced losses on a Cabot TIC investment, you may be able to recover all or a part of those losses…
read moreDuring the boom times, pre-2008, broker/dealers (see the extensive list below) sold billions of tenant-in-common investments (TICs) to retail investors nationwide. These investments, which were touted as having great tax…
read moreA FINRA arbitration panel found that TIC investments were unsuitable and ordered Pacific West Securities to pay $2.1 million in damages to a couple that had been clients. TICs are real estate securities…
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