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Meyers Associates problem

Matthew A. Siliato- Former Spartan Capital Broker-Barred from Securities Industry-NYC

Matthew A. Siliato- Former Spartan Capital Broker-Barred from Securities Industry-NYC 150 150 Rex Securities Law

Matthew A. Siliato Investigation March 2022 -New York The FINRA records of  Matthew Angelo Siliato,  a  former stock broker who was last employed by Spartan Capital Securities disclose 3 regulatory events,  a currently pending…

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Windsor Street Capital (f/k/a Meyers Associates) Has Numerous Regulatory Events

Windsor Street Capital (f/k/a Meyers Associates) Has Numerous Regulatory Events 150 150 Rex Securities Law

May 2018 —According to FINRA records,  stock brokerage firm Windsor Street Capital LP (formerly known as Meyers Associates),  discloses 3 pending regulatory events, 20 regulatory events that are final and 12 final arbitrations. The…

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Joseph M. Thurnherr-Former First Standard Financial Broker-Discloses Pending Customer Disputes

Joseph M. Thurnherr-Former First Standard Financial Broker-Discloses Pending Customer Disputes 150 150 Rex Securities Law

UPDATE MARCH 2018-Joseph M. Thurnherr is now employed by Spartan Capital Securities and has another customer dispute disclosed on his BrokerCheck report. See this for details.  Meyers Associates is now …

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Anthony Mastroianni-Former Alexander Capital Broker-Discloses $2M Customer Churning Arbitration

Anthony Mastroianni-Former Alexander Capital Broker-Discloses $2M Customer Churning Arbitration 150 150 Rex Securities Law

August 2016-  New York The FINRA records of  Anthony Mastroianni,  a  stock broker who is currently employed by Meyers Associates  disclose  2 currently pending customer disputes, 4 prior customer disputes and a currently outstanding…

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William K. Bradley-Former Newbridge Securities Broker-Discloses Customer Dispute & Termination

William K. Bradley-Former Newbridge Securities Broker-Discloses Customer Dispute & Termination 150 150 Rex Securities Law

August 2016- New York The FINRA records of  William K. Bradley,  a  stock broker who is currently employed by Meyers Associates,  disclose  a currently pending customer dispute and a prior termination from employment. The Financial Industry…

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Craig S. Taddonio-Meyers Associates Broker-Discloses Liens, Regulatory Events and Customer Disputes-NY

Craig S. Taddonio-Meyers Associates Broker-Discloses Liens, Regulatory Events and Customer Disputes-NY 150 150 Rex Securities Law

New York MAY 2017 UPDATE– Taddonio’s FINRA record discloses a pending regulatory event, 2 prior final regulatory events, 3 prior final customer disputes,  a currently pending financial event and 5…

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Brent Porges-Former Meyers Assoc. Broker-Discloses Customer Disputes & Regulatory Investigations

Brent Porges-Former Meyers Assoc. Broker-Discloses Customer Disputes & Regulatory Investigations 150 150 Rex Securities Law

August 2016- New York The FINRA records of  Brent Porges,  a  former stock broker who is currently not licensed   disclose  a currently pending regulatory matter, a prior regulatory matter, 4 prior customer disputes, a currently…

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David L. Sheppard-Former Aegis Capital Broker-Charged With Churning by FINRA-Barred

David L. Sheppard-Former Aegis Capital Broker-Charged With Churning by FINRA-Barred 150 150 Rex Securities Law

Melville, New York UPDATE JUNE 2018-In 1/2018 a customer of Aegis Capital Corp. from Rhode Island filed FINRA arbitration 17-2867 alleging that Sheppard made unsuitable recommendations, traded the account excessively…

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