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jp turner lawsuit

SEC Announces Proposed Plan of Distribution in J.P. Turner/William Mello Matter

SEC Announces Proposed Plan of Distribution in J.P. Turner/William Mello Matter 150 150 Rex Securities Law

October 8, 2014- The SEC announced the Proposed Plan of Distribution and Opportunity for Comment in the Matter of JP Turner & Company and William L. Mello.  In 2012 the…

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RCS Capital Corp.-Becomes Second Largest Independent Financial Advisor Network

RCS Capital Corp.-Becomes Second Largest Independent Financial Advisor Network 150 150 Rex Securities Law

By Robert H. Rex, Esq.In January 2014, RCS Capital Corp. announced the acquisition of Cetera Financial Group, a large independent broker-dealer headquartered in El Segundo California, for $1.15 billion in…

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Churning by J.P. Turner Brokers Costs Conservative Investors $2.7M

Churning by J.P. Turner Brokers Costs Conservative Investors $2.7M 150 150 Rex Securities Law

In a news release that can be accessed here, the Securities and Exchange Commission (SEC) charged three former brokers from J.P. Turner & Company (Ralph Calabro, Dimitrios Koutsoubos & Jason Konner) with churning…

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