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Janney Montgomery Scott problem

Kirk Pickell – Janney Montgomery Scott Broker- Discloses $10M Customer Dispute – Providence, RI

Kirk Pickell – Janney Montgomery Scott Broker- Discloses $10M Customer Dispute – Providence, RI 150 150 ER

Kirk Pickell Investigation November 2021- Providence, RI According to publicly available records Kirk Edward Pickell,  a broker with Janney Montgomery Scott,  discloses a multi million dollar customer dispute. The Financial…

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Jodie LaMarre- Former Robert W. Baird & Co. Broker- Discloses Regulatory Event & Two Settled Customer Disputes-Sarasota, FL

Jodie LaMarre- Former Robert W. Baird & Co. Broker- Discloses Regulatory Event & Two Settled Customer Disputes-Sarasota, FL 150 150 Rex Securities Law

June 2019- Sarasota, FL According to publicly available records Jodie A. Lamarre (CRD#2127928) ,  a  stockbroker who is currently not registered  discloses a regulatory event and 2 settled customer disputes .…

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Jack W. Griffith Jr-Janney Montgomery Broker-Subject of $4.2M Customer Suit Over Energy Investments-Columbia, S. Carolina

Jack W. Griffith Jr-Janney Montgomery Broker-Subject of $4.2M Customer Suit Over Energy Investments-Columbia, S. Carolina 150 150 Rex Securities Law

June 2018- Columbia, South Carolina The FINRA records of Jack Wendell Griffith, Jr.  , a stock broker who is employed by Janney Montgomery Scott , disclose  3 pending customer disputes, 2 prior customer disputes,  and…

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Scott Palmer- Former Janney Montgomery Broker-Subject of Numerous Customer Suits Involving Energy Sector Investments-Hackensack, NJ

Scott Palmer- Former Janney Montgomery Broker-Subject of Numerous Customer Suits Involving Energy Sector Investments-Hackensack, NJ 150 150 Rex Securities Law

April 2018-Hackensack, New Jersey The FINRA records of  Scott W. Palmer  ,  a currently unregistered broker who last worked for Janney Montgomery Scott disclose 5 pending and 6 prior customer disputes. Many of…

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Employer of Stuart, FLA, Broker Christopher D. Sinkula Named in FINRA Arbitration

Employer of Stuart, FLA, Broker Christopher D. Sinkula Named in FINRA Arbitration 150 150 Rex Securities Law

FOLLOW THIS LINK FOR FEBRUARY 2019 UPDATE-Chris SInkula subject of pending customer disputes of nearly $3 million.  September 2017-Stuart, Florida We have filed a FINRA arbitration claim against Janney Montgomery…

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Chris Sinkula Investigation-Janney Montgomery Broker Discloses $2.3M Customer Suit-Stuart, FL

Chris Sinkula Investigation-Janney Montgomery Broker Discloses $2.3M Customer Suit-Stuart, FL 150 150 Rex Securities Law

February 2019-Stuart, Florida According to public records, Christopher D. SInkula  (CRD#2001512))  a  stockbroker who is currently employed by Janney Montgomery Scott,  discloses 2 pending customer disputes and 9 prior customer disputes that have…

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Gabriel Block Barred From Securities Industry-Oppenheimer & Co.-Red Bank, NJ

Gabriel Block Barred From Securities Industry-Oppenheimer & Co.-Red Bank, NJ 150 150 Rex Securities Law

MAY 2019 UPDATE–Gabriel Block found guilty of unethical and dishonest practices, fined $750,000 by NJ regulators and barred from securities industry by FINRA. See this for details.  May 2016- Red Bank, NJ…

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Lisa Lowi Investigation-Former RBC Capital Broker-W. Palm Beach, FL

Lisa Lowi Investigation-Former RBC Capital Broker-W. Palm Beach, FL 150 150 Rex Securities Law

November 2017-South Florida We are investigating former RBC Capital Markets/ Janney Montgomery Scott broker Lisa J Lowi of West Palm Beach, Florida. According to her official FINRA record, Lowi was recently barred from the…

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