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Hilltop Holdings

Hilltop Securities Named in 46 Regulatory Events/22 Customer Arbitrations

Hilltop Securities Named in 46 Regulatory Events/22 Customer Arbitrations 150 150 Rex Securities Law

April 11, 2016-Dallas, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Wade Lawrence-Lubbock, Texas–Lawsuit Filed Against Southwest Securities Broker

Wade Lawrence-Lubbock, Texas–Lawsuit Filed Against Southwest Securities Broker 150 150 Rex Securities Law

UPDATE February 13, 2015– Former investors with Wade J. Lawrence should see this recent posting regarding the investigation of Wade J. Lawrence.  (12/8/2013)  -According to The Sandstorm Scholar an online news…

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