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gwg litigation

Andrew Keefer- IFP Securities Broker- Has $500K Pending Customer Dispute Involving GWG Bonds-Orlando, FL

Andrew Keefer- IFP Securities Broker- Has $500K Pending Customer Dispute Involving GWG Bonds-Orlando, FL 150 150 ER

Andrew Keefer Investigation June 2023 – Orlando, FL According to publicly available records  Andrew J. Keefer ,  a broker with Independent Financial Partners/IFP Securities,  discloses a $500,000 pending customer dispute  The Financial…

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Joseph Beam- Capital Investment Broker-Discloses 3 Customer Disputes-GWG Holdings Losses- Flat Rock, NC

Joseph Beam- Capital Investment Broker-Discloses 3 Customer Disputes-GWG Holdings Losses- Flat Rock, NC 150 150 ER

Joseph Beam Investigation   March 2023- Raleigh, NC According to publicly available records Joseph Beam,  a broker employed by Capital Investment Group, Inc.,  discloses three customer disputes. The Financial Industry Regulatory…

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Jon Ellefson- Intervest International Equities Broker-Discloses over 900K In Settlements and Pending Customer Disputes Involving GWG Bonds- Harker Heights, TX

Jon Ellefson- Intervest International Equities Broker-Discloses over 900K In Settlements and Pending Customer Disputes Involving GWG Bonds- Harker Heights, TX 150 150 ER

Jon Ellefson Investigation   February 2023- Harker Heights, TX According to publicly available records Jon Ellefson  a broker employed by Intervest International Equities Securities,  discloses three settled customer disputes and two…

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Kenneth New- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Merritt Island, FL

Kenneth New- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Merritt Island, FL 150 150 Rex Securities Law

Kenneth New/Center State Securities/GWG L-Bond Investigation   October 2022- Merritt Island, FL  According to publicly available records Kenneth J. New,  a broker employed by Center Street Securities,  discloses several customer disputes,…

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Glenn Romer- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Vero Beach, FL

Glenn Romer- Center Street Securities Broker-Facing Suit Over GWG L-Bond Losses – Vero Beach, FL 150 150 Rex Securities Law

Glenn Romer/GWG L-Bond Investigation   October 2022- Vero Beach, FL  According to publicly available records Glenn J. Romer,  a broker employed by Center Street Securities,  discloses several customer disputes, including a…

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Morgan Hill – Center Street Securities Broker-Customer Sues Over GWG L-Bond Losses – Woodstock, GA

Morgan Hill – Center Street Securities Broker-Customer Sues Over GWG L-Bond Losses – Woodstock, GA 150 150 Rex Securities Law

Morgan Darby Hill/GWG L-Bond Investigation   October 2022- Woodstock, GA  According to publicly available records Morgan Darby Hill,  a broker formerly employed by Center Street Securities,  discloses a pending customer suit…

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Christopher Wright – Center Street Securities Broker-Customer Sues Over GWG L-Bond Losses – Prescott, AZ

Christopher Wright – Center Street Securities Broker-Customer Sues Over GWG L-Bond Losses – Prescott, AZ 150 150 Rex Securities Law

Christopher Wright Investigation   September 2022- Prescott, AZ  According to publicly available records Christopher Wright,  a broker employed by Center Street Securities,  discloses a pending customer suit involving an investment in…

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Stock Broker Sanctioned for Sale of GWG Debentures to Retirees

Stock Broker Sanctioned for Sale of GWG Debentures to Retirees 150 150 Rex Securities Law

February 29, 2016- Phoenix, AZ The Financial Industry Regulatory Authority (FINRA) barred Phoenix based broker David Joseph Escarcega for making unsuitable recommendations involving debentures to customers, many of whom were…

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