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gwg lawsuit

Michael Mandarino- G.A. Repple Broker-Customer Disputes Over GWG L-Bonds-Apollo Beach, FL

Michael Mandarino- G.A. Repple Broker-Customer Disputes Over GWG L-Bonds-Apollo Beach, FL 150 150 Rex Securities Law

Michael Mandarino G.A. Repple & Co./ GWG L-Bond   Investigation October 2022- Apollo Beach, Florida The FINRA records of  Michael W. Mandarino  ,  a broker with G.A. Repple and Company,  disclose recently a…

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Paul W. Witthauer- G.A. Repple Broker-Sued Over GWG L-Bonds-Jamestown, N. Dakota

Paul W. Witthauer- G.A. Repple Broker-Sued Over GWG L-Bonds-Jamestown, N. Dakota 150 150 Rex Securities Law

Paul W. Witthauer G.A. Repple & Co.  Investigation September 2022- Jamestown, N. Dakota The FINRA records of  Paul Witthauer ,  a broker with G.A. Repple and Company,  disclose recently a filed suit…

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GWG Renewable Secured Debentures/ GWG Notes-Regulator Takes Action

GWG Renewable Secured Debentures/ GWG Notes-Regulator Takes Action 150 150 Rex Securities Law

A search of the FINRA Disciplinary proceedings, as of December 3, 2014, reveals that the  following actions involving GWG Renewable Secured Debentures have been brought by FINRA against the named brokerage…

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Options for Investors Who Purchased GWG Debentures from Center State Securities

Options for Investors Who Purchased GWG Debentures from Center State Securities 150 150 Rex Securities Law

Investors who purchased GWG Renewable Secured Debentures from Center State Securities should be aware of two recent FINRA sanctions: In July 2014 Center Street Securities was fined $100,000 by FINRA…

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Arque Capital Sanctioned by Regulators Over GWG Debentures

Arque Capital Sanctioned by Regulators Over GWG Debentures 150 150 Rex Securities Law

November 14, 2014-  The Financial Industry Regulatory Authority (FINRA) Department of Enforcement censured Arque Capital and fined the firm  $50,000 for distributing misleading sales material in connection with the sales of…

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Sale of GWG Debentures Results in Sanctions vs. Freedom Investors Corp. Broker Robert Fontaine

Sale of GWG Debentures Results in Sanctions vs. Freedom Investors Corp. Broker Robert Fontaine 150 150 Rex Securities Law

Robert Fontaine, a broker with Freedom Investors Corp. of Hubertus, Wisconsin, was sanction in August 2014 as a result of recommending and selling GWG Renewable Secured Debentures. The customers, a married…

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Center Street Securities Sanctioned Over Sale of GWG Renewable Secured Debentures

Center Street Securities Sanctioned Over Sale of GWG Renewable Secured Debentures 150 150 Rex Securities Law

In connection with the sale of GWG Renewable Secured Debentures, in July 2014, FINRA censured Center State Securities, imposed a fine of $100,000 and required an undertaking that Center Street…

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