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How to Recover Losses on Oil & Gas MLPs (Master Limited Partnerships)
How to Recover Losses on Oil & Gas MLPs (Master Limited Partnerships) 150 150 Rex Securities Law

February 11, 2016 If you have significant losses on energy sector Master Limited Partnerships (MLPs) you may be able to recover damages if the broker improperly recommended the investment to…

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How to Recover Losses on Oil & Gas / Energy Investments
How to Recover Losses on Oil & Gas / Energy Investments 150 150 Rex Securities Law

February 11, 2016 In less than 24 months, the price of oil per barrel has fallen from $100 in June 2014 to a thirteen year low of $27. Natural gas…

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Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber
Texas Securities Commissioner Enters Cease & Desist vs. SoBell and Andrew Gamber 150 150 Rex Securities Law

February 1, 2016- Austin, Texas Texas Securities Commissioner John Morgan ordered Mississippi based SoBell Corp. and its owner, Andrew Gamber of Jonesboro, Arkansas, to stop selling an investment called “Pension…

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Purshe Kaplan Sterling Investments and Broker Vungarala Named In Regulatory Complaint
Purshe Kaplan Sterling Investments and Broker Vungarala Named In Regulatory Complaint 150 150 Rex Securities Law

February 4, 2016- Boca Raton, Florida The Financial Industry Regulatory Authority (FINRA) filed a disciplinary proceeding against brokerage firm Purshe Kaplan Sterling Investments and broker Gopi Krishna Vungarala alleging that from…

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Miami Based Brickell Global Markets (formerly E.S. Financial Services) Pays $1 Million to Settle SEC Charges
Miami Based Brickell Global Markets (formerly E.S. Financial Services) Pays $1 Million to Settle SEC Charges 150 150 Rex Securities Law

February 4, 2016- Miami, Florida The Securities & Exchange Commission (SEC) announced that Miami based Brickell Global Markets (formerly E.S. Financial Services) agreed to pay a $1 million penalty to…

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Rex Securities Law Investigates VSR Financial Services Broker in Seattle, Washington
Rex Securities Law Investigates VSR Financial Services Broker in Seattle, Washington 150 150 Rex Securities Law

Seattle, Washington Rex Securities Law is investigating VSR Financial Services broker Robert M. Hinz, Jr. of Wealth Enhancement Strategies  in connection with the sale of annuities, real estate securities, options,  limited partnerships and direct investments…

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Nick Giallourakis- Former VSR Financial Broker-Discloses Customer Disputes-Clearwater, FL
Nick Giallourakis- Former VSR Financial Broker-Discloses Customer Disputes-Clearwater, FL 150 150 Rex Securities Law

Clearwater, Florida Former VSR Financial Services broker Nicholas M.  Giallourakis  discloses 3 prior final customer disputes on his FINRA records. According to FINRA records in 2013 Giallourakis was named in a FINRA arbitration (#13-1526) by a customer…

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Rex Securities Law Investigates VSR Financial Broker Mikiel Featherston- Austin, Texas
Rex Securities Law Investigates VSR Financial Broker Mikiel Featherston- Austin, Texas 150 150 Rex Securities Law

Austin, Texas Rex Securities Law is investigating VSR Financial Services broker Mikiel R. Featherston of The Featherston Group in connection with the sale of various direct investments including real estate securities  and limited partnership…

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Rex Securities Law Investigates Former VSR Financial Broker Charles Chapman-Richardson, Texas
Rex Securities Law Investigates Former VSR Financial Broker Charles Chapman-Richardson, Texas 150 150 Rex Securities Law

Richardson, Texas Rex Securities Law is investigating former VSR Financial Services broker Charles E. Chapman   in connection with the sale of various direct investments including real estate securitie, equipment leasing investments, promissory notes and…

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