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elder financial exploitation

Michigan Certified Financial Planners Disciplined by CFP Board-SEPTEMBER 2021 UPDATE

Michigan Certified Financial Planners Disciplined by CFP Board-SEPTEMBER 2021 UPDATE 150 150 Rex Securities Law

Michigan Financial Planners Disciplined The list below, taken from the CFP board disciplinary page of their website in SEPTEMBER 2021, is a historical record of individuals from Michigan who have been disciplined by…

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AARP S. Dakota Elder Abuse Event-June 14, 2018

AARP S. Dakota Elder Abuse Event-June 14, 2018 150 150 Rex Securities Law

June 13-Sioux Falls, S.D. Erik Nelson, director of advocacy for AARP South Dakota recently stated that many seniors who are taken advantage of react with hurt or disbelief and hesitate…

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RBC Capital Ordered to Pay $723K For Sale of MLPs to Senior Citizen-Tampa, FL

RBC Capital Ordered to Pay $723K For Sale of MLPs to Senior Citizen-Tampa, FL 150 150 Rex Securities Law

November 2017-Tampa, FL A FINRA arbitration panel comprised by an all public panel of three arbitrators, ordered RBC Capital Markets and broker Bruce Cameron of Norwell, Massachusetts,  to pay a former…

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Elder Financial Exploitation Seminar-Williston, VT-May 18, 2017

Elder Financial Exploitation Seminar-Williston, VT-May 18, 2017 150 150 Rex Securities Law

May 16, 2017-Williston, VT The New England Federal Credit Union is holding a seminar on Elder Financial Exploitation on Thursday, May 18th, at their main branch located at 141 Harvest…

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Peter Martorana, Former Toms River, NJ, Financial Advisor, Pleads Guilty

Peter Martorana, Former Toms River, NJ, Financial Advisor, Pleads Guilty 150 150 Rex Securities Law

February 2017-Toms River, NJ New Jersey 101.5 reports that Wall Township financial advisor Peter Martorana, 62, who worked for Retirement Benefit Specialists, pleaded guilty to accepting checks from elderly clients in…

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Investment Fraud Workshop Set for June 15, Salina Public Library

Investment Fraud Workshop Set for June 15, Salina Public Library 150 150 Rex Securities Law

A free workshop  discussing the tactics and schemes of fraudsters and scammers will be held on June 15, 2015, from 12:45-1:45pm at the Salina Public Library in the Prescott Meeting…

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Frank Dettenrieder, Former First Allied Securities Broker-San Miguel de Allende, Investigated by Rex Securities Law

Frank Dettenrieder, Former First Allied Securities Broker-San Miguel de Allende, Investigated by Rex Securities Law 150 150 Rex Securities Law

June 1, 2015-San Miguel de Allende, Mexico  Rex Securities Law is investigating Frank Nicholas Dettenrieder who was formerly a stock broker with First Allied Securities from December 2008 until July 2013 when…

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Ronald Rafaloff, Former Liberty Partners Financial Broker, Sanctioned by Regulator

Ronald Rafaloff, Former Liberty Partners Financial Broker, Sanctioned by Regulator 150 150 Rex Securities Law

February 3 , 2015 Ronald Rafaloff  entered into an Order Accepting Offer of Settlement (Order) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that beween January 2011 and November 2012, while…

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Seminar On How to Avoid Financial Abuse/Exploitation Set for Maine Residents February 1st

Seminar On How to Avoid Financial Abuse/Exploitation Set for Maine Residents February 1st 150 150 Rex Securities Law

January 27, 2015-Augusta, Maine A public forum on how older citizens can successfully “Age in Place….At Home” will be held on Sunday, February 1, 2015, in Jewett Hall Auditorium at…

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