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Cambridge Investment Research investigation

Don Kowalsky- Cambridge Investment Research Broker-Discloses Disputes – Atlanta, GA

Don Kowalsky- Cambridge Investment Research Broker-Discloses Disputes – Atlanta, GA 150 150 ER

Donald Kowalsky Investigation April 2023- Atlanta, GA  The FINRA records of  Donald Kowalsky ,   a Cambridge Investment Research, Inc. broker discloses  3 prior customer disputes and a pending customer dispute. The…

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Christopher Gordon- Former Cambridge Investment Research Broker-Discloses 4 Pending Customer Disputes-Annapolis, MD

Christopher Gordon- Former Cambridge Investment Research Broker-Discloses 4 Pending Customer Disputes-Annapolis, MD 150 150 ER

Christopher Gordon Investigation April 2023-Annapolis, MD According to publicly available records Christopher J. Gordon,a  broker who formerly worked with Cambridge Investment Research, but now is with Centaurus Financial, discloses 4 pending customer…

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Greg Koalska-Former Cambridge Investment Research Broker-Subject of 2 Regulatory Events & Termination of Employment-Oakdale, MN

Greg Koalska-Former Cambridge Investment Research Broker-Subject of 2 Regulatory Events & Termination of Employment-Oakdale, MN 150 150 ER

Greg Koalska Investigation March 2023- Oakdale, MN The FINRA records of  Greg Koalska,  a currently unregistered stock broker formerly employed by Cambridge Investment Research. ,  disclose 2 regulatory events, , a…

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Michael Valenta- Cambridge Investment Research Broker-Sued Over Oil & Gas Investments-Westminster, CO

Michael Valenta- Cambridge Investment Research Broker-Sued Over Oil & Gas Investments-Westminster, CO 150 150 Rex Securities Law

Michael Valenta Investigation September 2022- Westminster, CO  The FINRA records of  Michael J. Valenta ,  a broker with Cambridge Investment Research Advisors,  disclose recently filed suits by customers seeking damages for oil…

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Annetta Box- Former Cambridge Investment Broker-Fails to Cooperate With Regulators-Barred From Securities Industry-Dallas, TX

Annetta Box- Former Cambridge Investment Broker-Fails to Cooperate With Regulators-Barred From Securities Industry-Dallas, TX 150 150 Rex Securities Law

Annetta Marie Box Investigation August 2022- Dallas, TX  The FINRA records of  Annetta Marie Box ,  a former broker with Cambridge Investment Research Advisors,  disclose a recent bar from the securities…

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Frank B. Snyder- Cambridge Investment Broker-Discloses Customer Suit Over Real Estate Securities-Greenville, IL

Frank B. Snyder- Cambridge Investment Broker-Discloses Customer Suit Over Real Estate Securities-Greenville, IL 150 150 ER

Frank B. Snyder Investigation August 2022- Greenville, IL The FINRA records of  Frank B. Snyder ,  a broker with Cambridge Investment Research Advisors,  disclose a pending customer dispute. The Financial Industry…

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Anselmo Contreras, Jr.-Former Cambridge Investment Financial Advisor-Barred From Securities Industry-Angleton, Texas

Anselmo Contreras, Jr.-Former Cambridge Investment Financial Advisor-Barred From Securities Industry-Angleton, Texas 150 150 Rex Securities Law

May 2019 – Angleton, Texas According to publicly available records, former Cambridge Investment Research  financial advisor Anselmo Contreras, Jr.  discloses a recent regulatory event resulting in his bar from the…

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Matthew S. Kocsis -Cambridge Investment Research Broker-Discloses Customer Dispute-Charlotte, NC

Matthew S. Kocsis -Cambridge Investment Research Broker-Discloses Customer Dispute-Charlotte, NC 150 150 Rex Securities Law

 JUNE 2017- Charlotte, NC According to publicly available records Matthew S. Kocsis, (CRD#4787057) ,  a  stockbroker who  is registered with Cambridge Investment Research discloses 2 prior customer disputes. The Financial Industry Regulatory…

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