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Michael J. Petyak Investigation March 2023- Canton, MS According to publicly available records Michael J. Petyak, a broker currently employed by Calton & Associates, Inc., discloses a pending customer dispute. The Financial…
read moreGreg Koalska Investigation March 2023- Oakdale, MN The FINRA records of Greg Koalska, a currently unregistered stock broker formerly employed by Cambridge Investment Research. , disclose 2 regulatory events, , a…
read moreMichael Valenta Investigation September 2022- Westminster, CO The FINRA records of Michael J. Valenta , a broker with Cambridge Investment Research Advisors, disclose recently filed suits by customers seeking damages for oil…
read moreAnnetta Marie Box Investigation August 2022- Dallas, TX The FINRA records of Annetta Marie Box , a former broker with Cambridge Investment Research Advisors, disclose a recent bar from the securities…
read moreFrank B. Snyder Investigation August 2022- Greenville, IL The FINRA records of Frank B. Snyder , a broker with Cambridge Investment Research Advisors, disclose a pending customer dispute. The Financial Industry…
read moreMay 2019 – Angleton, Texas According to publicly available records, former Cambridge Investment Research financial advisor Anselmo Contreras, Jr. discloses a recent regulatory event resulting in his bar from the…
read moreJUNE 2017- Charlotte, NC According to publicly available records Matthew S. Kocsis, (CRD#4787057) , a stockbroker who is registered with Cambridge Investment Research discloses 2 prior customer disputes. The Financial Industry Regulatory…
read moreApril 2017- Miami, FL The FINRA records of Charles M. McInnis (CRD # 1321666) , a stockbroker who was previously employed by Cambridge Investment Research, Inc. disclose 3 final regulatory events, 3 customer disputes that are…
read moreWeatherford, Texas Stanley Brian Catlin, a CPA and Weatherford ISD school board trustee was fined $6,000 by the Texas State Securities Board (TSSB) for acting as an investment adviser representative…
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