Joseph M. Giordano and Roberto Birardi / Aegis Capital Investigation March 2022-Greenwood, SC According to publicly available records Joseph M. Giordano and Robert Birardi, stockbrokers who are currently employed by…
read moreJuly 2021 – St. Louis, MO According to publicly available records Alvery Anthony Bartlett, Jr. (CRD#13975), a stockbroker who is currently employed by Aegis Capital and who previously worked for…
read moreJanuary 2019- Garden City, NY According to publicly available records Michael Christopher Venturino , a stockbroker who is currently employed by Spartan Capital Securities and was formerly employed by Aegis Capital Corp. and…
read moreAccording to FINRA records, Malcolm Segal of Langhorne, Pennsylvania and Boynton Beach, FL, was discharged by Aegis Capital Corporation on July 28, 2014. The following comment was entered by Aegis…
read moreFINRA announced in November 2013 that former broker Michael Anthony Barina of Longwood Florida, submitted a Letter of Acceptance, Waiver and Consent in which he was fined d$12,500 and…
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