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Rex Securities Law
August 3, 2016
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Rick J. Sande-Aegis Capital Broker-Discloses Customer Dispute Alleging Churning

Rick J. Sande-Aegis Capital Broker-Discloses Customer Dispute Alleging Churning https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 3, 2016 August 3, 2016

August 2016-Melville, New York The FINRA records of Rick J. Sande , a stock broker who is currently employed by Aegis Capital Corp. , disclose a pending customer dispute and a prior final customer dispute. The Financial…

Rex Securities Law
August 3, 2016
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Joshua L. Feldman-Aegis Capital Broker-Discloses Customer Disputes

Joshua L. Feldman-Aegis Capital Broker-Discloses Customer Disputes https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 3, 2016 May 28, 2018

New York MAY 2018 UPDATE–The FINRA records of Joshua Feldman disclose settlement of FINRA arbitration 17-0218, filed by a customer of Aegis Capital Corp who was seeking damages of $110,000 . The customer…

Rex Securities Law
August 3, 2016
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Nicholas Parisi-Former Aegis Capital Broker-Discloses Customer Dispute & Outstanding Liens

Nicholas Parisi-Former Aegis Capital Broker-Discloses Customer Dispute & Outstanding Liens https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 3, 2016 April 1, 2019

April 2019-New York The FINRA records of Nicholas Parisi , a stock broker who is currently unlicensed and who was most recently employed by Aegis Capital Corp. , disclose a settled customer dispute and 2 outstanding…

Rex Securities Law
August 3, 2016
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David Perez-Aegis Capital Stock Broker-Discloses Customer Disputes for Excessive Trading

David Perez-Aegis Capital Stock Broker-Discloses Customer Disputes for Excessive Trading https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 3, 2016 August 3, 2016

August 2016-New York The FINRA records of David Perez , a stock broker who is currently employed by Aegis Capital Corp. , disclose a pending customer dispute, a prior final customer dispute and 5 outstanding judgment/liens. The…

Rex Securities Law
August 3, 2016
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Rodney B. Ibrahim-Former Maxim Group Stock Broker-Discloses Discharge from Employment

Rodney B. Ibrahim-Former Maxim Group Stock Broker-Discloses Discharge from Employment https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 3, 2016 August 3, 2016

August 2016-NewYork The FINRA records of Rodney B. Ibrahim , a stock broker who is currently employed by Aegis Capital Corp. , disclose a separation from employment after allegations. The Financial Industry Regulatory Authority (FINRA) is the agency that…

Rex Securities Law
August 3, 2016
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Joe M. Pazmino-Aegis Capital StockBroker-Discloses 2 Customer Complaints for Excessive Trading-New York

Joe M. Pazmino-Aegis Capital StockBroker-Discloses 2 Customer Complaints for Excessive Trading-New York https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 3, 2016 July 10, 2017

New York UPDATE MAY 2017-FINRA Case 13-3289 alleging churning, unsuitable use of margin and poor recommendations was settled for $390,000. ORIGINAL POST August 2016– The FINRA records of Joe M. Pazmino , a stock…

Rex Securities Law
August 2, 2016
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FBI Warns of Scams Targeting Seniors in North Texas

FBI Warns of Scams Targeting Seniors in North Texas https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 2, 2016 August 2, 2016

July 29. 2016- Sherman & Denison, Texas The Dallas division of the Federal Bureau of Investigation (FBI) sent out a warning about a scam which targets senior citizens in north…

Rex Securities Law
August 2, 2016
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Lubbock National Bank Hosts Financial Exploitation Seminar Wednesday, August 3, 2016

Lubbock National Bank Hosts Financial Exploitation Seminar Wednesday, August 3, 2016 https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 2, 2016 August 2, 2016

August 1, 2016-Lubbock, Texas Lubbock National Bank announces a free seminar on financial exploitation of the elderly to be held on August 3, 2016, at 2:30 PM , at Raider…

Rex Securities Law
July 26, 2016
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Steve D. Heath-Former LPL Financial Broker-Discloses Termination From Employment

Steve D. Heath-Former LPL Financial Broker-Discloses Termination From Employment https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g July 26, 2016 August 3, 2016

July 2016-Newport News, VA The FINRA records of Steve D. Heath , a stock broker who is currently employed by Capitol Securities Management , disclose 2 terminations and one final financial event. The Financial Industry Regulatory Authority (FINRA) is…