August 2021 Did you invest in Lightstone Value Plus REIT III ? Did you Suffer Losses? Lightstone Value Plus REIT III was sold to investors with the promise of a…
read moreAugust 2021- Miami, FL/Rio de Janeiro, Brazil According to publicly available records, Roland Gerbauld a broker previously employed with Bolton Global Capital. discloses a prior regulatory event and a pending regulatory…
read moreAugust 2021- Bolton, MA According to publicly available records, Brett Briggs a broker currently employed by Western International Securities, Inc. discloses 5 regulatory events and 5 prior customer disputes. The Financial…
read moreAugust 2021- Kings Park, NY The FINRA records of Bryon E. Martinsen, a stock broker who is currently employed by Centaurus Financial disclose 3 pending customer disputes, 7 prior customer disputes , a termination from…
read moreAugust 2021- Lisle, IL According to publicly available records, Raymond Velasco, Sr., a financial advisor who previously was employed by LPL Financial, discloses a regulatory event , a customer dispute and…
read moreAugust 2021 – Indianapolis, IN According to publicly available records of Mark William Just (CRD#1138738) , a broker who was last employed with Triad Advisors, Inc., discloses a regulatory event, a…
read moreAug 2021-Houston, TX The FINRA records of Lyle J. Boudreaux, a stockbroker who is not currently registered with any FINRA broker dealer and who was last employed in the securities industry by…
read moreJuly 2021- Waxahachie, TX According to publicly available records, Legacy Wealth Advisors, a registered investment advisor located in Waxahachie, Texas, was recently reprimanded and fined $15,000 by the Texas State…
read moreJuly 2021- Vista, CA According to publicly available records of Kevin David Barton (CRD#2542056) , a broker employed with Crown Capital Securities, discloses a regulatory event and 11 tax liens. The…
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