fbpx

Rex Securities Law-BLOG

Nationwide representation of victims of stockbroker fraud and the malpractice of investment professionals.

Gary Haack-Former Corecap Investments Broker-Discloses Settlement of Customer Dispute-San Antonio, TX
Gary Haack-Former Corecap Investments Broker-Discloses Settlement of Customer Dispute-San Antonio, TX 150 150 Rex Securities Law

April 2018- San Antonio, Texas According to publicly available records Gary C. Haack  (CRD#2796834) ,  a  stockbroker who is not currently registered with any broker dealer and who was last employed by…

read more

Scott Palmer- Former Janney Montgomery Broker-Subject of Numerous Customer Suits Involving Energy Sector Investments-Hackensack, NJ
Scott Palmer- Former Janney Montgomery Broker-Subject of Numerous Customer Suits Involving Energy Sector Investments-Hackensack, NJ 150 150 Rex Securities Law

April 2018-Hackensack, New Jersey The FINRA records of  Scott W. Palmer  ,  a currently unregistered broker who last worked for Janney Montgomery Scott disclose 5 pending and 6 prior customer disputes. Many of…

read more

Losses on EV Energy Partners ? You May be Entitled to Damages.
Losses on EV Energy Partners ? You May be Entitled to Damages. 150 150 Rex Securities Law

April 2, 2018 Houston based EV Energy Partners, L P (EVEP) , an oil and gas master limited partnership (MLP) has filed for Chapter 11 bankruptcy protection. According to a…

read more

Losses on an Investment in The Parking REIT ?
Losses on an Investment in The Parking REIT ? 150 150 Rex Securities Law

March 2018 The Parking REIT, Inc. , a Maryland real estate investment trust announced suspension of cash distributions and stock dividends on March 23, 2018. According to a press release…

read more

Bill Fenwick-First Kentucky Securities Corp. – Discloses Customer Disputes-Louisville, KY
Bill Fenwick-First Kentucky Securities Corp. – Discloses Customer Disputes-Louisville, KY 150 150 Rex Securities Law

April 2018-Louisville, KY The FINRA records of  William C. (Billy)  Fenwick Jr.  ,  Senior VP and Board member of  First Kentucky Securities Corporation disclose two pending customer disputes and a prior final customer dispute.…

read more

Clifton Stanley, Michael Watts, The Lifepay Group- Targeted in SEC Fraud Suit-Houston, TX
Clifton Stanley, Michael Watts, The Lifepay Group- Targeted in SEC Fraud Suit-Houston, TX 150 150 Rex Securities Law

April 2018-Houston, Texas The Securities and Exchange Commission (SEC) charged the following individuals and their companies with operating a $2.4 million Ponzi scheme targeting elderly retirees: Clifton E. Stanley of…

read more

Jose M. Canales-Former Lincoln Financial Broker/Agent-Barred From Securities Industry-El Paso, TX
Jose M. Canales-Former Lincoln Financial Broker/Agent-Barred From Securities Industry-El Paso, TX 150 150 Rex Securities Law

April 2018- El Paso, Texas According to FINRA records,  Jose M. Canales , a currently unregistered broker who last worked for Lincoln Financial Securities Corp. , discloses a prior final regulatory event, a…

read more

William M. Robertson-Former First Allied Securities Broker-Subject of $22M Customer Dispute-Deer Park, TX
William M. Robertson-Former First Allied Securities Broker-Subject of $22M Customer Dispute-Deer Park, TX 150 150 Rex Securities Law

April 2019- Houston, Texas We are currently investigating former First Allied Securities financial advisor William M. Robertson. According to FINRA records,  William (Mike) Robertson , discloses a currently pending dispute…

read more

Florence Simeon-Former Alexander Capital Stockbroker-Discloses Termination from Employment for Document Alteration-New York
Florence Simeon-Former Alexander Capital Stockbroker-Discloses Termination from Employment for Document Alteration-New York 150 150 Rex Securities Law

April 2018- New York According to FINRA records,  Florence M. Simeon , who is currently employed by Sunstreet Securities, discloses that on April 27, 2016, she was ‘permitted to resign’ from Alexander Capital.…

read more
Enter your
text here

This site is protected by wp-copyrightpro.com