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Mark Pantenburg

Ohio Securities Regulators Suspend Eric M. Douglas

Ohio Securities Regulators Suspend Eric M. Douglas 150 150 Robert H. Rex

On April 29th, 2013, the Ohio Division of Securities entered a final order suspending the Investment Representative and Securities Salesperson License of Eric M. Douglas. The suspension is for 90…

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Former Sandru/LPL/Cambridge Brokers Face Suspension

Former Sandru/LPL/Cambridge Brokers Face Suspension 150 150 Rex Securities Law

In April 2012, the Ohio Division of Securities filed Notices of Intent to suspend or revoke the licenses of two  investment advisers/stockbrokers who practiced in the Toledo/Perrysburg area. Eric M.…

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