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Reg D Offerings(private placements)

James Tao-Former Sunbelt Securities Stockbroker-Named in SEC Complaint-Houston, TX
James Tao-Former Sunbelt Securities Stockbroker-Named in SEC Complaint-Houston, TX 150 150 Rex Securities Law

January 2018-Houston, Texas James Tao, a former stockbroker who last worked for Sunbelt Securities was named in a complaint filed by the Securities and Exchange Commission in December 2017, which…

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George Oldoerp Investigation-Former H. Beck Broker-Corona, CA
George Oldoerp Investigation-Former H. Beck Broker-Corona, CA 150 150 Rex Securities Law

December 2017-San Antonio, Texas – Corona, California We are investigating former H. Beck , Inc. stockbroker George J. Oldoerp in connection with a FINRA arbitration which we have filed on…

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Lisa Allen-Former VSR Financial Services Broker-Investigation-Austin, TX
Lisa Allen-Former VSR Financial Services Broker-Investigation-Austin, TX 150 150 Rex Securities Law

December 2017–Austin, Texas We are investigating former VSR Financial Services broker Lisa A. Allen (Lisa Ann Fowler)  in connection with the sale of various direct investments including real estate securities and limited partnership interests. According…

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Investigation UPDATE-Bill Hightower Indicted-Former UBS Stockbroker-Houston, TX
Investigation UPDATE-Bill Hightower Indicted-Former UBS Stockbroker-Houston, TX 150 150 Rex Securities Law

JANUARY 2019- Houston, TX We are currently pursuing FINRA arbitration claims on behalf of investors who were victims of William Hightower. In a recently filed case on behalf of a…

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Joseph Sterling-Geneos Wealth Management Broker-Subject of Customer Suits Over Real Estate Investments-Apple Valley, MN
Joseph Sterling-Geneos Wealth Management Broker-Subject of Customer Suits Over Real Estate Investments-Apple Valley, MN 150 150 Rex Securities Law

October 2017-Apple Valley, MN The FINRA records of  Joseph H. Sterling ,  a  stockbroker who has been registered with Geneos Wealth Management since 2005 disclose 2 pending customer disputes. The Financial Industry Regulatory…

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Losses on Tiburon Saltwater Reclamation Fund Private Placement ?
Losses on Tiburon Saltwater Reclamation Fund Private Placement ? 150 150 Rex Securities Law

October 2017-Austin, Texas / Greenville, South Carolina If you lost money on the Tiburon Saltwater Reclamation Fund, we may be able to help you recover damages. FINRA (The Financial Industry…

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VSR Financial Services-How to Recover Damages On Losses In REITs and Alt. Investments
VSR Financial Services-How to Recover Damages On Losses In REITs and Alt. Investments 150 150 Rex Securities Law

April 2018–VSR Financial Services closed down its operations in the Fall of 2016. Many of its brokers and clients have been transferred to Summit Brokerage Services, a related entity which is…

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SEC Files Action vs. FL and TN Oil and Gas Deal Scammers
SEC Files Action vs. FL and TN Oil and Gas Deal Scammers 150 150 Rex Securities Law

August 2017-Ft. Lauderdale, FL/ Gallatin, TN The Securities and Exchange Commission charged two men from Tennessee and a man from Florida with allegedly defrauding investors by false promises of high…

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Couple Awarded $550,000 For Losses on Breitburn Energy Investments-St. Louis
Couple Awarded $550,000 For Losses on Breitburn Energy Investments-St. Louis 150 150 Rex Securities Law

September 2017-St. Louis, MO A FINRA arbitration panel ordered J.J.B. Hilliard, W.L. Lyons to pay a couple $450,000 in compensatory damages, $100,000 in punitive damages and costs of over $18,000.…

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