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Private Placements

Jason B. Vanclef-VFG Securities-Named In Regulatory Investigation Over REIT Sales
Jason B. Vanclef-VFG Securities-Named In Regulatory Investigation Over REIT Sales 150 150 Rex Securities Law

Culver CIty, CA According to FINRA records, Jason B. Vanclef,  a broker who is  registered  with VFG Securities  , discloses that he is named in a FINRA complaint alleging that in connection with…

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Mark Trewitt-VFG Securities Broker -Discloses Customer Disputes-Plano, TX
Mark Trewitt-VFG Securities Broker -Discloses Customer Disputes-Plano, TX 150 150 Rex Securities Law

Plano, Texas JUNE 2017 UPDATE–Mark Trewitt discloses two additional customer disputes: FINRA Case 17-0669- a customer of VFG Securities alleges damages of $300,000 for an overconcentration of unsuitable alternative investments, including…

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Keith Bradley-VSR Financial, Houston, Texas-Discloses Pending Customer Dispute
Keith Bradley-VSR Financial, Houston, Texas-Discloses Pending Customer Dispute 150 150 Rex Securities Law

Houston , Texas UPDATE December 2016-Keith Bradley’s FINRA records disclose a pending customer initiated claim seeking damages of $100,000 for unsuitable investments and negligence related to Direct Investments, Limited Partnerships, equipment leasing, oil…

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Karim Ibrahim (Chris Allen) Investigation-Avenir Financial/Legend Securities
Karim Ibrahim (Chris Allen) Investigation-Avenir Financial/Legend Securities 150 150 Rex Securities Law

April 2016- Orangeburg, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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Losses On Servergy, Inc ? – Recovery Options for Investors
Losses On Servergy, Inc ? – Recovery Options for Investors 150 150 Rex Securities Law

April 12, 2016-Fort Worth, Texas The Securities and Exchange Commission (SEC) filed fraud charges against McKinney, TX based Servergy, Inc. , William E. Mapp III, Caleb J. White and Texas attorney general…

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David Williams-WFG Investments Broker- Discloses Settlement of Servergy Suit-Dallas, TX
David Williams-WFG Investments Broker- Discloses Settlement of Servergy Suit-Dallas, TX 150 150 Rex Securities Law

Dallas, Texas UPDATE JUNE 2017-David W. Williams discloses that FINRA Case 16-00346, see below, was settled for $250,000 in 12/2016. ORIGINAL POST-April 12, 2016 The FINRA records of David W. Williams,…

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Bruce Meyers Investigation-Meyers Associates, LP
Bruce Meyers Investigation-Meyers Associates, LP 150 150 Rex Securities Law

UPDATE-April 2017 The FINRA records of Bruce Meyers, a currently unregistered stock broker who formerly worked for  Meyers Associates,  now report 19 disclosure events, including 1 pending and 7 final regulatory events, 2…

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Vincent Pereira- Private Placement Customer Complaints Settled
Vincent Pereira- Private Placement Customer Complaints Settled 150 150 Rex Securities Law

According to FINRA records, stockbroker Vincent Louis Pereira currently is employed by Alexander Capital, where he has been registered since 2/2015. His previous registrations include: Blackbook Capital      …

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Recovery Options for Investors Purchasing Private Placements From World Equity Group
Recovery Options for Investors Purchasing Private Placements From World Equity Group 150 150 Rex Securities Law

If you have losses on private placement investments or exchange traded funds (ETFs) purchased from World Equity Group, we may be able to help you recover damages. World Equity Group…

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