Rex Securities Law
February 12, 2018
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Losses On LJM Preservation and Growth Fund May Be Recoverable

Losses On LJM Preservation and Growth Fund May Be Recoverable https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 12, 2018 April 16, 2018

April 2018 We are currently reviewing potential claims for investors who suffered losses in LJM Preservation and Growth Fund (LJMIX & LJMCX) securities. Once close to a billion dollars, the…

Rex Securities Law
August 17, 2015
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FSC Securities Hit with $1.28M Award For Aubrey Lee Price Ponzi Scheme

FSC Securities Hit with $1.28M Award For Aubrey Lee Price Ponzi Scheme https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 17, 2015 April 12, 2016

August 11, 2015 -Atlanta, Georgia An arbitration panel of the Financial Industry Regulatory Authority (FINRA) awarded $1.28 million to a group of individuals who were victims of a ponzi scheme…

Rex Securities Law
February 15, 2015
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Mark Malik Indicted In New York- Charged with Securities Fraud

Mark Malik Indicted In New York- Charged with Securities Fraud https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 15, 2015 May 5, 2016

February 15, 2015- Long Island, New York Mark Malik (aka Moazzam Ifzal Malik) age 33, of Lahore Pakistan, was indicted and charged with stealing over $250,000 from five investors in…

Rex Securities Law
February 11, 2015
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Dean Mustaphalli Fund Losses ?

Dean Mustaphalli Fund Losses ? https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 11, 2015 April 12, 2016

Rex Securities Law is investigating former broker Dean S. Mustaphalli of Forest Hills, NY, who was last registered with Sterne Agee Financial Services from 12/2009-9/2011. On December 15, 2015, the Financial…

Rex Securities Law
October 6, 2014
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Nikolai Battoo & His Companies Hit With $358 Million In Sanctions

Nikolai Battoo & His Companies Hit With $358 Million In Sanctions https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 6, 2014 October 18, 2014

The SEC announced that on September 30 ,2014, Judge Edmond E. Chang, U.S. District Court of Illinois Eastern Division issued and order and final judgment by default against Nikolai Battoo…

Rex Securities Law
September 29, 2014
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SEC Files Action vs. Wealth Strategy Partners & Stevens Resource Group

SEC Files Action vs. Wealth Strategy Partners & Stevens Resource Group https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 29, 2014 October 18, 2014

On September 25, 2014, the U.S. Securities & Exchange Commission filed a complaint against Wealth Strategy Partners, LC, Harvey Altholtz, Stevens Resource Group, LLC and George Q. Stevens alleging that…

Rex Securities Law
September 16, 2014
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Failure to Heed “Red Flags” In Ponzi Scheme Results in $280,000 Fine For Morgan Stanley Smith Barney

Failure to Heed “Red Flags” In Ponzi Scheme Results in $280,000 Fine For Morgan Stanley Smith Barney https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 16, 2014 October 18, 2014

September 15, 2014, Washington, DC Morgan Stanley Smith Barney was fined $280,000 and ordered to disgorge commissions in connection with a $35 million Ponzi Scheme being operated in a purported British…

Robert H. Rex
June 24, 2014
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SEC Charges West Palm Beach Hedge Fund With Fraud

SEC Charges West Palm Beach Hedge Fund With Fraud https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Robert H. Rex Robert H. Rex https://secure.gravatar.com/avatar/63d95f80eb91915bb42dfbaade95e4ca?s=96&d=mm&r=g June 24, 2014 October 18, 2014

By Robert H. Rex, Esq. On June 23, 2014, the Securities and Exchange Commission (SEC) charged West Palm Beach, FL, hedge fund Weston Capital Asset Management LLC and founder Albert…

Rex Securities Law
May 15, 2014
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Robert Acri, Former Broker for World Equity Group Sanctioned by FINRA

Robert Acri, Former Broker for World Equity Group Sanctioned by FINRA https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 15, 2014 March 25, 2016

Former World Equity Group broker Robert Christian Acri of Winnetka, Illinois, submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in any…

Hedge Funds