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Hedge Funds

Losses On LJM Preservation and Growth Fund May Be Recoverable

Losses On LJM Preservation and Growth Fund May Be Recoverable 150 150 Rex Securities Law

April 2018 We are currently reviewing potential claims for investors who suffered losses in  LJM Preservation and Growth Fund (LJMIX & LJMCX) securities. Once close to a billion dollars, the…

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FSC Securities Hit with $1.28M Award For Aubrey Lee Price Ponzi Scheme

FSC Securities Hit with $1.28M Award For Aubrey Lee Price Ponzi Scheme 150 150 Rex Securities Law

August 11, 2015 -Atlanta, Georgia An arbitration panel of the Financial Industry Regulatory Authority (FINRA) awarded $1.28 million to a group of individuals who were victims of a ponzi scheme…

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Mark Malik Indicted In New York- Charged with Securities Fraud

Mark Malik Indicted In New York- Charged with Securities Fraud 150 150 Rex Securities Law

February 15, 2015- Long Island, New York Mark Malik (aka Moazzam Ifzal Malik) age 33, of Lahore Pakistan, was indicted and charged with stealing over $250,000 from five investors in…

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Dean Mustaphalli Fund Losses ?

Dean Mustaphalli Fund Losses ? 150 150 Rex Securities Law

Rex Securities Law is investigating former broker Dean S. Mustaphalli of Forest Hills, NY, who was last registered with Sterne Agee Financial Services from 12/2009-9/2011. On December 15, 2015, the Financial…

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Nikolai Battoo & His Companies Hit With $358 Million In Sanctions

Nikolai Battoo & His Companies Hit With $358 Million In Sanctions 150 150 Rex Securities Law

The SEC announced that on September 30 ,2014, Judge Edmond E. Chang, U.S. District Court of Illinois Eastern Division issued and order and final judgment by default against Nikolai Battoo…

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SEC Files Action vs. Wealth Strategy Partners & Stevens Resource Group

SEC Files Action vs. Wealth Strategy Partners & Stevens Resource Group 150 150 Rex Securities Law

On September 25, 2014, the U.S. Securities & Exchange Commission filed a complaint against Wealth Strategy Partners, LC, Harvey Altholtz, Stevens Resource Group, LLC and George Q. Stevens alleging that…

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Failure to Heed “Red Flags” In Ponzi Scheme Results in $280,000 Fine For Morgan Stanley Smith Barney

Failure to Heed “Red Flags” In Ponzi Scheme Results in $280,000 Fine For Morgan Stanley Smith Barney 150 150 Rex Securities Law

September 15, 2014, Washington, DC Morgan Stanley Smith Barney was fined  $280,000 and ordered to disgorge commissions in connection with a  $35 million Ponzi Scheme being operated in a purported  British…

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SEC Charges West Palm Beach Hedge Fund With Fraud

SEC Charges West Palm Beach Hedge Fund With Fraud 150 150 Robert H. Rex

By Robert H. Rex, Esq. On June 23, 2014, the Securities and Exchange Commission (SEC) charged West Palm Beach, FL, hedge fund Weston Capital Asset Management LLC and founder Albert…

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Robert Acri, Former Broker for World Equity Group Sanctioned by FINRA

Robert Acri, Former Broker for World Equity Group Sanctioned by FINRA 150 150 Rex Securities Law

Former World Equity Group broker Robert Christian Acri of  Winnetka, Illinois, submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in  any…

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