Energy Securities Archives - Page 14 of 16

Rex Securities Law
November 25, 2015
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Reef Securities Broker Harris W. Kirk Investigation

Reef Securities Broker Harris W. Kirk Investigation https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 25, 2015 April 19, 2016

SEE THIS FOR February 2016 Update. November 25, 2015- Richardson, Texas Rex Securities Law is investigating Harris Wayne Kirk , a stock broker who on October 1, 2015, rejoined Reef Securities, Inc. According to FINRA records,…

Rex Securities Law
November 25, 2015
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Garland Wayne Benton, Former Reef Securities Broker- Investigation

Garland Wayne Benton, Former Reef Securities Broker- Investigation https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 25, 2015 April 18, 2016

November 25, 2015- Richardson, Texas Rex Securities Law is investigating Garland Wayne Benton, Jr. who was a stock broker with Reef Securities, Inc. from June 2002 until April 2015 when he was terminated from Reef Securities, Inc. , who permitted…

Rex Securities Law
November 24, 2015
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Update on Recovery of Reef Oil & Gas Investment Losses

Update on Recovery of Reef Oil & Gas Investment Losses https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 24, 2015 December 2, 2015

Reef Oil and Gas of Richardson, Texas, has been sponsoring energy related investments for many years. These investments are marketed by many different brokerage firms nationwide. Investors who have suffered…

Rex Securities Law
November 23, 2015
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Michael Duch-Kovack Securities Broker-Sanctioned for Sale of Unregistered Oil & Gas Investments

Michael Duch-Kovack Securities Broker-Sanctioned for Sale of Unregistered Oil & Gas Investments https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 23, 2015 June 9, 2017

Aberdeen, South Dakota JUNE 2017 UPDATE–Michael A. Duch discloses two regulatory events and 2 prior customer disputes on his FINRA record. In 3/ 2016 he was fined $2,000 by the…

Rex Securities Law
November 16, 2015
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Austin Money Mangers Ordered to Pay $31 million Restitution on Phony Oil and Gas Deals

Austin Money Mangers Ordered to Pay $31 million Restitution on Phony Oil and Gas Deals https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 16, 2015 February 11, 2016

October 26, 2015- Austin, Texas U.S. Magistrate Mark Lane entered a final judgment in favor of the SEC against four money managers who promoted scam investments in oil and gas…

Rex Securities Law
November 11, 2015
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Plano Based Red River Securities & Brian Hardwick Named In Securities Complaint

Plano Based Red River Securities & Brian Hardwick Named In Securities Complaint https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 11, 2015 October 26, 2016

July 27, 2015- Plano, Texas The Financial Industry Regulatory Authority (FINRA) filed a complaint against Plano based Red River Securities and Brian Keith Hardwick alleging that they violated the Securities…

Rex Securities Law
November 10, 2015
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Robert Hinz-Former VSR Financial Services Broker-Discloses Customer Disputes

Robert Hinz-Former VSR Financial Services Broker-Discloses Customer Disputes https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 10, 2015 December 15, 2016

UPDATE DECEMBER 2016–FINRA records indicate that Robert M. Hinz, Jr. left VSR Financial Services in July 2016 and is not currently registered with any FINRA broker dealer. ORIGINAL POST – Seatlle,…

Rex Securities Law
September 1, 2015
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Harrison Schumacher & Quantum Energy Named In SEC Action

Harrison Schumacher & Quantum Energy Named In SEC Action https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 1, 2015 April 12, 2016

August 27, 2015 The Securities and Exchange Commission (SEC) has alleged that Harrison Schumacher and his two Los Angeles companies, Quantum Energy LLC and Quaneco LLC, raised over $12.3 million…

Rex Securities Law
September 1, 2015
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Carson Energy / Austin Texas Residents Named In Iowa Oil & Gas Securities Fraud Action

Carson Energy / Austin Texas Residents Named In Iowa Oil & Gas Securities Fraud Action https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 1, 2015 April 28, 2016

August 28, 2015 Iowa Insurance Commissioner Nick Gerhart issued a cease and desist order to the following Austin, Texas residents: Carson Energy, Inc. …