Texas State Securities Board Archives - Page 10 of 10

Rex Securities Law
June 1, 2015
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Plano Texas Businessman Sued by SEC-Fraudulent Oil & Gas Deals

Plano Texas Businessman Sued by SEC-Fraudulent Oil & Gas Deals https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 1, 2015 February 11, 2016

June 1 , 2015-Murphy, Texas The Securities and Exchange Commission sued Sameer Praveen Sethi and his company Sethi Petroleum alleging that since January 2014, Sethi and his company raise $4…

Rex Securities Law
June 1, 2015
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Rex Securities Law Investigates Dallas Based Novers Financial

Rex Securities Law Investigates Dallas Based Novers Financial https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 1, 2015 February 5, 2016

June 1, 2015-Dallas/Ft. Worth, Texas Rex Securities Law is investigating Novers Financial, Christopher A Novinger and Brady J. Speers, of Mansfield, Texas, in connection with the sale of life settlements.…

Rex Securities Law
April 23, 2015
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Bruce Schoendorf-Houston Stock Broker- Suspended for Trading Account Without Client’s Permission

Bruce Schoendorf-Houston Stock Broker- Suspended for Trading Account Without Client’s Permission https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 23, 2015 April 28, 2016

April 8, 2015- Austin, Texas The Texas State Securities Board (TSSB) suspended Bruce William Schoendorf, an investment adviser of Hurwitz Associates, for ten days for exercising discretion in a client account…

Rex Securities Law
April 13, 2015
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Colleyville Texas Man Convicted in Wind Farm Investment Scam

Colleyville Texas Man Convicted in Wind Farm Investment Scam https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 13, 2015 February 11, 2016

April 8, 2015- Dallas, Texas David Lyman Spalding of Colleyville, Texas was convicted by a federal jury on wire fraud, mail fraud and making false statements in connection with a…

Rex Securities Law
April 8, 2015
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SEC Charges Texas and Florida Residents (Daryl Bank) with Fraud in Cellular Licensing Scheme

SEC Charges Texas and Florida Residents (Daryl Bank) with Fraud in Cellular Licensing Scheme https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 8, 2015 July 6, 2016

UPDATE May 2016-The Virginia State Corporation Commission is accusing Daryl Bank of Port St. Lucie FL, who operates Virginia Beach based Dominion Investment Group of defrauding investors out of $21…

Rex Securities Law
April 7, 2015
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Fort Bend Texas Securities Trader Indicted for Theft of Investor Funds

Fort Bend Texas Securities Trader Indicted for Theft of Investor Funds https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 7, 2015 February 11, 2016

April 7, 2015- Austin, Texas The Texas State Securities Board (TSSB) announced that Jeffrey Ray Filla was arrested in Fort Bend County and indicted on securities fraud and other charges…

Rex Securities Law
March 27, 2015
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Texas Securities Commisioner Shuts Down Unregistered Sale of Oil & Gas Royalties

Texas Securities Commisioner Shuts Down Unregistered Sale of Oil & Gas Royalties https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 27, 2015 April 28, 2016

March 25, 2015-Austin, TX John Morgan, Securities Commissioner for the State of Texas, entered an Emergency Cease and Desist Order against Lonestar Mineral Assets or Dallas and Colleyville, TX, and its…

Rex Securities Law
February 15, 2015
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Thomas Lucas Found Guilty in North Texas Disney Park Trial

Thomas Lucas Found Guilty in North Texas Disney Park Trial https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 15, 2015 February 11, 2016

February 13, 2015- Sherman, Texas The Dallas Morning News reports that a jury took less than an hour to return a verdict of guilty on all counts in the fraud…