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North Carolina Securities Division

Ronald Earl McCullough-Raleigh, NC-FBI Offers Reward

Ronald Earl McCullough-Raleigh, NC-FBI Offers Reward 150 150 Rex Securities Law

June 16. 2016-Charlotte, North Carolina The FBI announced a $5,000 reward for assistance in locating Ronald Earl McCullough who, by portraying himself as a religious leader, was able to over…

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North Carolina Securities Division July 2015 Newsletter

North Carolina Securities Division July 2015 Newsletter 150 150 Rex Securities Law

July  2015- Raleigh, North Carolina The North Carolina Securities Division of the Department of the Secretary of State issues a monthly newsletter highlighting recent enforcement actions for securities violations and other…

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North Carolina Securities Regulators Pursuing Securities Fraudsters

North Carolina Securities Regulators Pursuing Securities Fraudsters 150 150 Rex Securities Law

June 2015 In the June 2015 Newsletter the North Carolina Securities Division announced their involvement in the following cases: Darren Joseph Capote, of Patterson, NY, was indicted on July 11,…

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North Carolina Securities Regulators Announce Sentencing of Securities Fraudsters

North Carolina Securities Regulators Announce Sentencing of Securities Fraudsters 150 150 Rex Securities Law

June 2015-NC Securities Division The North Carolina Securities Division‘s June 2015 Newsletter announced the sentencing of the following individuals for securities related violations: Michael Anthony Jenkins pleaded guilty to three…

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Gastonia Resident Charged with Securities Fraud by North Carolina Regulators

Gastonia Resident Charged with Securities Fraud by North Carolina Regulators 150 150 Rex Securities Law

March 12, 2015-North Carolina The North Carolina Securities Division of the Department of the Secretary of State announced that Micah Christopher Wilson, 59, of Gastonia was charged with felony securities…

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North Carolina Securities Division Issues Dec 2014 Newsletter

North Carolina Securities Division Issues Dec 2014 Newsletter 150 150 Rex Securities Law

December 22, 2014 The North Carolina Securities Division issues a monthly Newsletter highlighting various securities matters. The December 2014 issue  can be accessed here. The following cases are ones in which…

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Mark Burgin of Tampa Pleads Guilty to Securities Fraud

Mark Burgin of Tampa Pleads Guilty to Securities Fraud 150 150 Rex Securities Law

November 12, 2014- US Attorney for Western District of North Carolina. Mark Burgin, 44 of Tampa, FL, pleaded guilty to securities fraud conspiracy for promoting a fraudulent investment known as…

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Swindler Who Preyed Upon Baptist Churchgoers Sentenced to 22 Years

Swindler Who Preyed Upon Baptist Churchgoers Sentenced to 22 Years 150 150 Rex Securities Law

Raleigh, N.C.–Thomas L. Kimmel, 68, was sentenced to 22 years in prison by U.S. District Court Judge James Dever for operating a Ponzi scheme that cost Baptist church goers an…

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