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NFP Advisor Services (now Kestra)

Austin Based NFP Advisor Services Fined $500K by Securities Regulators

Austin Based NFP Advisor Services Fined $500K by Securities Regulators 150 150 Rex Securities Law

July 16, 2015- Dallas Texas NFP Advisor Services ( formerly NFP Securities, Inc.)  ,  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to…

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