July 2016-Youngstown, Ohio
The FINRA records of Thomas J. Dailey , a stock broker who is currently employed by Sterne Agee Financial Services, disclose a currently pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In the currently pending FINRA Case# 15-03065, a customer of WRP Investments alleges damages of $500,000 for misrepresentations made in connection with an investment in Florida Capital Real Estate Partnerships.
Dailey has been employed by Sterne Agee Financial Services since 9/2014. He was previously employed by WRP Investments in Youngstown, OH, from 12/2003-9/2014.
If you have questions about an account handled by Thomas J. Dailey call to learn how you may be entitled to collect damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900