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World Equity Group Securities

Lucas Lichtman-Former Caldwell International Securities Broker-Sued by Securities Regulator
Lucas Lichtman-Former Caldwell International Securities Broker-Sued by Securities Regulator 150 150 Rex Securities Law

Englewood Cliffs, New Jersey According to FINRA records,  Lucas D. Lichtman,   a stockbroker who was formerly employed by Caldwell International Securities, discloses  a pending regulatory investigation . The Financial Industry Regulatory Authority (FINRA) is the agency…

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Richard Lim-Former Caldwell International Securities Broker-Named in Regulatory Complaint-Englewood Cliffs, NJ
Richard Lim-Former Caldwell International Securities Broker-Named in Regulatory Complaint-Englewood Cliffs, NJ 150 150 Rex Securities Law

Englewood Cliffs, New Jersey According to FINRA records,  Richard Lim,   a stockbroker who was formerly employed by Caldwell International Securities, discloses  a pending regulatory investigation and 3 presently outstanding judgement/liens . The Financial Industry Regulatory…

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Barry Link, World Equity Group Broker, Named in Customer Dispute
Barry Link, World Equity Group Broker, Named in Customer Dispute 150 150 Rex Securities Law

May 2016- Wheaton, Illinois The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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Recovery Options for Investors Purchasing Private Placements From World Equity Group
Recovery Options for Investors Purchasing Private Placements From World Equity Group 150 150 Rex Securities Law

If you have losses on private placement investments or exchange traded funds (ETFs) purchased from World Equity Group, we may be able to help you recover damages. World Equity Group…

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Evan Kochav-Former World Equity Group Broker-Indicted
Evan Kochav-Former World Equity Group Broker-Indicted 150 150 Rex Securities Law

March 24, 2015-Trenton, New Jersey NJ.Com reports that Evan Kochav, 33, of Jersey City has been indicted and charged with stealing over $561K from clients of his investment firm and then…

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Former World Group Securities Broker Bradley Claus Named in Regulatory Complaint
Former World Group Securities Broker Bradley Claus Named in Regulatory Complaint 150 150 Rex Securities Law

The Financial Industry Regulatory Authority (FINRA) filed an amended complaint against Bradley Claus, a former stockbroker who worked for World Group Securities from 8/2006-1/2012 and worked for Transamerica Financial Advisors…

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Robert Acri, Former Broker for World Equity Group Sanctioned by FINRA
Robert Acri, Former Broker for World Equity Group Sanctioned by FINRA 150 150 Rex Securities Law

Former World Equity Group broker Robert Christian Acri of  Winnetka, Illinois, submitted a Letter of Acceptance, Waiver and Consent in which he was barred from association with any FINRA member in  any…

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