Rex Securities Law
September 15, 2014
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Several Recent FINRA Arbitration Awards in Favor of Individuals Seeking Damages for Investment Losses

Several Recent FINRA Arbitration Awards in Favor of Individuals Seeking Damages for Investment Losses https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g September 15, 2014 February 11, 2016

Investors who have lost money as a result of the negligence of a stockbroker or a stock brokerage firm generally seek recovery of damages by filing an arbitration with FINRA,…

Rex Securities Law
December 4, 2013
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Former NelsonReid Broker Edward Scro Barred by FINRA

Former NelsonReid Broker Edward Scro Barred by FINRA https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g December 4, 2013 December 26, 2014

In November 2013, FINRA announced that Edward Francis Scro (CRD #2321985) of Naples, FL, was barred from association with any FINRA member in any capacity. This sanction was based on…

Rex Securities Law
January 23, 2013
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Tenant in Common Claim vs Workman SecuritiesResults in $300k Award

Tenant in Common Claim vs Workman SecuritiesResults in $300k Award https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g January 23, 2013 October 18, 2014

A married couple recently received a favorable arbitration award from a Financial Industry Regulatory Authority (FINRA) arbitration panel. FINRA Case#12-259. Workman Securities was sued by the couple for bad advice…

Rex Securities Law
January 7, 2013
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Ellen Erenstein -Former Workman Securities Broker-Discloses Numerous Customer Disputes-Boynton Beach, FL

Ellen Erenstein -Former Workman Securities Broker-Discloses Numerous Customer Disputes-Boynton Beach, FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g January 7, 2013 May 3, 2017

May 2017-Boynton Beach, FL According to FINRA records, on August 17, 2012, Ellen J. Erenstein submitted a Letter of Acceptance, Waiver and Consent in which she was barred permanently from association…

Rex Securities Law
November 15, 2012
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FINRA Announces November 2012 Disciplinary Actions

FINRA Announces November 2012 Disciplinary Actions https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 15, 2012 August 4, 2016

The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month. Here are significant Florida related actions for November…

Rex Securities Law
March 8, 2012
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Rex Investigates Tenant in Common, TIC, 1031 Exchange Real Estate Investment Losses

Rex Investigates Tenant in Common, TIC, 1031 Exchange Real Estate Investment Losses https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g March 8, 2012 January 18, 2015

Have you or your loved ones suffered losses as a result of purchasing Tenant in Common Real Estate Investments? We are investigating schemes involving the sale of private investments in real estate (office buildings,…