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Workman Securities

Several Recent FINRA Arbitration Awards in Favor of Individuals Seeking Damages for Investment Losses

Several Recent FINRA Arbitration Awards in Favor of Individuals Seeking Damages for Investment Losses 150 150 Rex Securities Law

Investors who have lost money as a result of the negligence of a stockbroker or a stock brokerage firm generally seek recovery of damages by filing an arbitration with FINRA,…

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Former NelsonReid Broker Edward Scro Barred by FINRA

Former NelsonReid Broker Edward Scro Barred by FINRA 150 150 Rex Securities Law

In November 2013, FINRA announced that Edward Francis Scro (CRD #2321985) of Naples, FL, was barred from association with any FINRA member in any capacity. This sanction was based on…

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Tenant in Common Claim vs Workman SecuritiesResults in $300k Award

Tenant in Common Claim vs Workman SecuritiesResults in $300k Award 150 150 Rex Securities Law

A married couple recently received a favorable arbitration award from a Financial Industry Regulatory Authority  (FINRA) arbitration panel. FINRA Case#12-259. Workman Securities was sued by the couple for bad advice…

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Ellen Erenstein -Former Workman Securities Broker-Discloses Numerous Customer Disputes-Boynton Beach, FL

Ellen Erenstein -Former Workman Securities Broker-Discloses Numerous Customer Disputes-Boynton Beach, FL 150 150 Rex Securities Law

May 2017-Boynton Beach, FL According to FINRA records, on August 17, 2012, Ellen J. Erenstein submitted a Letter of Acceptance, Waiver and Consent in which she was barred permanently from association…

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FINRA Announces November 2012 Disciplinary Actions

FINRA Announces November 2012 Disciplinary Actions 150 150 Rex Securities Law

  The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month. Here are significant Florida related actions for November…

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Rex Investigates Tenant in Common, TIC, 1031 Exchange Real Estate Investment Losses

Rex Investigates Tenant in Common, TIC, 1031 Exchange Real Estate Investment Losses 150 150 Rex Securities Law

Have you or your loved ones suffered losses as a result of purchasing Tenant in Common Real Estate Investments? We are investigating schemes involving the sale of private investments in real estate (office buildings,…

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