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Wm. H. Murphy and Co.

William H. Murphy and His Company Named In Securities Regulatory Action-Houston, TX

William H. Murphy and His Company Named In Securities Regulatory Action-Houston, TX 150 150 Rex Securities Law

June 2018-Houston, Texas In 11/2014 Wm. H. Murphy & Co and William Herbert Murphy, the firm’s President, Director and Chief Compliance Officer,   were named in a FINRA disciplinary proceeding alleging that…

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FINRA Announces December 2012 Disciplinary Actions

FINRA Announces December 2012 Disciplinary Actions 150 150 Rex Securities Law

FINRA Announces December 2012 Disciplinary Actions The Financial Industry Regulatory Authority (FINRA) issues a report on disciplinary and other actions involving registered brokers, investment advisers and brokerage firms every month. Here…

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